Latest Compliance Podcast Episodes

RTO Superhero Podcast: Navigate Compliance Challenges and Soar towards RTO Success. artwork

RTO Standard Series: Part 2 - Fostering Integrity and Cultural Safety in Education with Lauren Hollows and Katya Holker

RTO Superhero Podcast: Navigate Compliance Challenges and Soar towards RTO Success. - April 26, 2024 00:00 - 12 minutes
In this episode of the enlightening 2024 RTO Roundtable Series, Lauren Hollows from Aniwaya Education Services continues the insightful dialogue on Clause 4 with Angela Connell-Richards of Vivacity and Katya Holker from Hawkeye Consultancy. This discussion hones in on the critical aspects of ens...

Cybersecurity with Craig Petronella - CMMC, NIST, DFARS, HIPAA, GDPR, ISO27001 artwork

Mastering Digital Parenting: Navigating Cybersecurity and Privacy for Your Family

Cybersecurity with Craig Petronella - CMMC, NIST, DFARS, HIPAA, GDPR, ISO27001 - April 24, 2024 17:00 - 1 hour
Lunch and Learn Presentation Hosted by Craig Petronella. Video Available at https://youtu.be/OIuxhkb-Njk - Imagine a world where your family's online interactions are as secure as fort Knox, yet as open as a summer's day in the park. That's the reality we're aiming for in this gripping discussio...

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Marketing under the Stark Law and Anti-Kickback Statute (AKS)

Stark Integrity - April 24, 2024 04:00 - 23 minutes ★★★★★ - 12 ratings
Billions of dollars are spent on marketing in the healthcare sector each year. In this episode, Captain Integrity Bob Wade explains why such marketing can cause issues under the Stark Law and Anti-Kickback Statute (AKS). Hear why marketing between referral sources is not illegal, you need to loo...

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Ep 189: Finding and Developing Next Gen Auditors w/ Melissa Pici (Syniverse)

The Audit Podcast - April 23, 2024 10:30 - 41 minutes
This week, our guest is Melissa Pici, Sr. IT Audit Manager at Syniverse. In this episode, Melissa discusses the best ways to find and develop the Next Gen Auditors within your organization. We touch on topics including candidate screening during recruitment, team upskilling, and the critical s...

RTO Superhero Podcast: Navigate Compliance Challenges and Soar towards RTO Success. artwork

RTO Standards Series: Part 1 - A Deep Dive into Clause 4 on Governance with Lauren Hollows and Katya Holker

RTO Superhero Podcast: Navigate Compliance Challenges and Soar towards RTO Success. - April 19, 2024 00:00 - 12 minutes
Unlock the full potential of your RTO's leadership with our latest conversation where we join forces with Katja of Hawkeye Consultancy and Angela from Vivacity. Together, we dissect the fresh governance standards that could revolutionize how Registered Training Organizations (RTOs) operate. This...

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AI in Wealth Management - FINRA, Supervisory Obligations and Protecting Clients

Oyster Stew - A Broth of Financial Services Commentary and Insights - April 18, 2024 13:00 - 38 minutes ★★★★★ - 7 ratings
Oyster Consulting experts Casey Dougherty, Dan Garrett and Bryan Jacobsen discuss FINRA’s exploration of AI, supervisory obligations  with regard to outsourcing AI technology to firms, and best practices for maintaining compliance and protecting clients.  Learn more in our previous podcast, par...

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Wildcat Waterboys Get Paid

Name Image Likeness - April 17, 2024 08:00 - 45 minutes ★★★★★ - 16 ratings
We discuss the viral music video featuring Kentucky Wildcat Basketball Manager and Geddes Pools. We speak with Clay Duerson from Creative Caddie, the company behind the creative music video featuring Geddes Pools! We learn tips to create attention-grabbing content and discuss the experience behi...

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Crisis: A Nurse Steals Botox from the Practice

Legal 123s with ByrdAdatto - April 17, 2024 05:00 - 29 minutes
In this episode, we uncover the repercussions hiring the wrong person can have on a practice. Join us as we unravel the story of a plastic surgeon whose trusted nurse was caught stealing from the practice, and learn how her ambition to establish her own business jeopardized both the practice and ...

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Does the Stark Law Have a De Minimis Exception?

Stark Integrity - April 17, 2024 03:00 - 18 minutes ★★★★★ - 12 ratings
Does the Stark Law have a de minimis compensation exception? In this episode, Captain Integrity Bob Wade explores whether one exists. Hear what a de minimis compensation exception means, why the compensation must still be Fair Market Value (FMV) and Commercially Reasonable (CR), why you don’t ne...

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Preparing for Change: What to Know About the Shift to T+1

FINRA Unscripted - April 16, 2024 10:30 - 27 minutes ★★★★★ - 45 ratings
On May 28th, U.S. markets are moving to a one-day settlement cycle, familiarly known as T+1. This move, which returns the settlement time frame back to a point at which it last stood a century ago, will have wide ranging impacts for firms, investors and regulators.  On this episode, we hear fro...

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#492 Cyber Security Expert Reveals How To Protect Your Assets w/Rick Jordan

Main Street Business - April 16, 2024 05:00 - 33 minutes
In this episode of the Main Street Business Podcast, Mark J Kohler welcomes Rick Jordan, founder of ReachOut Technology, to discuss the ins and outs of cybersecurity and how small businesses can shield themselves from cyber threats. Here's what you can look forward to in this episode: Rick sha...

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Josh Grossman - building Appsec programs, bridging security and developer gaps

BrakeSec Education Podcast - April 15, 2024 20:44 - 1 hour ★★★★★ - 98 ratings
Youtube VOD: https://youtu.be/G3PxZFmDyj4   #appsec, #owasp, #ASVS, #joshGrossman, #informationsecurity, #SBOM, #supplychain, #podcast, #twitch, #brakesec, #securecoding, #Codeanalysis Questions and topics: 1. The background to the topic, why is it something that interests you? How do y...

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Ep. 888 - Andrew Rubinstein (Annual Fund and Athletic Development Director, Lake Superior State University)

Tao of Sports Podcast - April 15, 2024 13:12 - 37 minutes ★★★★★ - 30 ratings
Andrew Rubinstein left the world of professional sports and group ticket sales to join the ranks of the annual fund at a remote university with Division I hockey in the state of Michigan. Rubinstein shares his choices, how he interacts with potential and current donors using technology such as Z...

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Making your organisation more neurodiversity friendly

VinciWorks - April 15, 2024 05:00 - 59 minutes ★★★★★ - 1 rating
Neurodiversity is becoming more understood as a workplace issue. As many as 1 in 7 people in the UK are neurodivergent, meaning that organisations that fail to meet the needs of their neurodivergent staff and clients are neglecting a significant demographic. Although there are challenges asso...

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#491 What Can I Write Off in My Side Hustle This Year? (Listen Before April 15th)

Main Street Business - April 12, 2024 16:00 - 32 minutes ★★★★★ - 330 ratings
In this episode of the Main Street Business Podcast, hosts Mark J Kohler and Mat Sorensen provide insights and tips specifically geared towards those with a side hustle. They dive into a wide range of topics, from tax planning strategies to the importance of claiming all income. Here's what you...

Main Street Business artwork

#491 What Can I Write Off in My Side Hustle This Year? (Listen Before April 15th)

Main Street Business - April 12, 2024 16:00 - 32 minutes
In this episode of the Main Street Business Podcast, hosts Mark J Kohler and Mat Sorensen provide insights and tips specifically geared towards those with a side hustle. They dive into a wide range of topics, from tax planning strategies to the importance of claiming all income. Here's what you...

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Getting to grips with proliferation financing one year on

VinciWorks - April 12, 2024 05:00 - 51 minutes ★★★★★ - 1 rating
Since 1 April 2023, all firms in the regulated sector have been required to carry out proliferation financing (PF) risk assessments. This applies to all regulated entities, from law firms to financial services, casinos to cryptocurrency. Regulated entities can create a new risk assessment ...

RTO Superhero Podcast: Navigate Compliance Challenges and Soar towards RTO Success. artwork

2024 RTO Roundtable Series: Part 3 - with Lauren Hollows and Maree Thorne - Standard 1.3 to 1.4 All about Assessment

RTO Superhero Podcast: Navigate Compliance Challenges and Soar towards RTO Success. - April 12, 2024 00:00 - 27 minutes
Welcome to Part 3 of the 2024 RTO Roundtable Series, focusing on the journey from Standard 1.3 to 1.4, with a keen eye on all things assessment. Lauren Hollows of Aniwaya Education Services joins forces with Maree Thorne from Compliance Assist, bringing their expertise to the forefront of this p...

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Key Changes in Finalized Antitrust Merger Guidelines

Diagnosing Health Care Podcast - April 11, 2024 14:10 - 27 minutes
After nearly two years of combined efforts from the Federal Trade Commission and the Antitrust Division of the Department of Justice, the agencies jointly issued much-anticipated merger guidelines identifying the procedures and enforcement practices they will apply for evaluating potential merg...

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64: #WhyMcGlinchey? Lateral to Leadership with Mag Bickford

More with McGlinchey - April 10, 2024 20:40 - 22 minutes
After joining McGlinchey in 2016, Mag Bickford has risen to firm leadership, serving on the executive Policy Committee, leading the Labor and Employment practice group, and managing the firm's largest office in New Orleans. In this episode, she speaks with Director of Talent Acquisition Margeaux...

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Mike Shannon - Grit, Excellence, Leadership . . . Purpose

Lead. Learn. Change. - April 10, 2024 18:48 - 40 minutes ★★★★★ - 15 ratings
4:20 – workplace of the future 5:00 – rapid changes in technology and society 5:45 – leaders are made, not born 5:55 – the Leadership Foundry 7:00 – building resilience, self-awareness, agency, and personal interaction skills 8:20 – the complexities, and simplicity, of leadership 9:30 – pu...

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AI in Wealth Management - SEC Actions, Best Interest Rules and Recordkeeping

Oyster Stew - A Broth of Financial Services Commentary and Insights - April 10, 2024 18:00 - 37 minutes ★★★★★ - 7 ratings
The wealth management industry is shifting towards more data-driven, personalized and secure services.  In this week’s Oyster Stew podcast, Oyster experts  discuss the industry’s relationship with AI today, the role of Artificial Intelligence in Best Interest rules and recordkeeping, and the imp...

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Crisis - When Your Employed Doctor Sleeps with A Patient

Legal 123s with ByrdAdatto - April 10, 2024 05:00 - 32 minutes
We kick off the Operating Season with a captivating story featuring a plastic surgery practice owner and the aftermath of one of his physicians crossing the line with a patient. Tune in to learn how to protect your practice and your patients amidst turmoil. We share essential strategies for emplo...

Legal 123s with ByrdAdatto artwork

Crisis: When Your Employed Doctor Sleeps with a Patient

Legal 123s with ByrdAdatto - April 10, 2024 05:00 - 32 minutes
We kick off the Operating Season with a captivating story featuring a plastic surgery practice owner and the aftermath of one of his physicians crossing the line with a patient. Tune in to learn how to protect your practice and your patients amidst turmoil. We share essential strategies for emplo...

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Are wRVUs Physician Compensation's Holy Grail?

Stark Integrity - April 10, 2024 04:00 - 22 minutes ★★★★★ - 12 ratings
Understanding a wRVU (work Relative Value Unit) might feel like searching for the Holy Grail. In this episode, Captain Integrity Bob Wade explains what a wRVU is. Hear why you need to understand what a wRVU is, why work effort is a component, how to avoid the pitfalls with wRVUs, some of the man...

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Ep 188: Climate-Related Disclosure Rules Are Here - Now What w/ Judson Aiken (AuditBoard)

The Audit Podcast - April 09, 2024 10:30 - 26 minutes
This week, our guest is Judson Aiken, Head of Risk and ESG Solutions at AuditBoard. In this episode, Judson delves into the realm of ESG and the SEC's climate-related disclosure rules. He discusses audit's role, where teams are on the maturity model, the timeline for compliance, and what Interna...

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Insider Threats and Data Protection Strategies: A Holistic Approach

Risk Management Show - April 09, 2024 10:21 - 34 minutes
In this episode of the Risk Managment Show podcast, we delve into "Insider Threats and Data Protection Strategies: A Holistic Approach", featuring insights from top industry leaders, Rahul Kannan, President and CEO at Securin, and Anthony Cammarano, Global VP of Security, Privacy, and Strategic ...

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Exploring Workplace Coaching with Scott Loomer and Jen Moff

Human Solutions: Simplifying HR for People who Love HR - April 09, 2024 10:00 - 28 minutes ★★★★ - 6 ratings
What do you know about coaching? If you’ve never taken part in a coaching relationship, you just might be carrying around some assumptions based more on myth than reality, and today, we’re going to help you see the light. It’s an often-misunderstood practice that can help high-potential...

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Managing messaging with management, becoming a CISO with Mary Gardner from Goldiknox

BrakeSec Education Podcast - April 09, 2024 05:05 - 1 hour ★★★★★ - 98 ratings
Disclaimer: The views, information, or opinions expressed on this program are solely the views of the individuals involved and by no means represent absolute facts. Opinions expressed by the host and guests can change at any time based on new information and experiences and do not represent vi...

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Radiation Sterilisation Master File (ISO 11137 & 11607) 

Medical Device made Easy Podcast - April 09, 2024 01:00 ★★★★★ - 17 ratings
Adam will inform us about the documentation needed for building your Sterilisation master file specifically for radiation sterilization. Check this out. The post Radiation Sterilisation Master File (ISO 11137 & 11607)  appeared first on Medical Device made Easy Podcast. hamza benafqir