Innovation in Compliance with Tom Fox
500 episodes - English - Latest episode: 6 days ago - ★★★★ - 16 ratingsInnovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
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Episodes
Compliance, Diligence and M&A: Part 4-Deals Through a Global Lens
May 13, 2021 05:01 - 14 minutesWelcome to a special five-part podcast series sponsored by K2 Integrity. This month we consider the intersection of compliance, diligence and mergers & acquisitions (M&A). I am joined by Hannah Coleman, Managing Director in K2 Integrity’s Investigations and Risk Advisory practice. She specializes in fast-moving, complex, and specialized research assignments in a variety of areas including investigative due diligence, corporate contests, intellectual property investigations, media transparency...
Compliance, Diligence and M&A: Part 3-Blinded by Familiarity, Avoiding Potential Reputational Issues
May 12, 2021 05:01 - 14 minutesWelcome to a special five-part podcast series sponsored by K2 Integrity. This month we consider the intersection of compliance, diligence and mergers & acquisitions (M&A). I am joined by Hannah Coleman, Managing Director in K2 Integrity’s Investigations and Risk Advisory practice. She specializes in fast-moving, complex, and specialized research assignments in a variety of areas including investigative due diligence, corporate contests, intellectual property investigations, media transparency...
Compliance, Diligence and M&A: Part 2-Concerns in Deal Making
May 11, 2021 05:01 - 17 minutesWelcome to a special five-part podcast series sponsored by K2 Integrity. This month we consider the intersection of compliance, diligence and mergers & acquisitions (M&A). I am joined by Hannah Coleman, Managing Director in K2 Integrity’s Investigations and Risk Advisory practice. She specializes in fast-moving, complex, and specialized research assignments in a variety of areas including investigative due diligence, corporate contests, intellectual property investigations, media transparency...
Modernizing Compliance with Kayvan Alikhani
May 11, 2021 04:01 - 22 minutesKayvan Alikhani is the CEO and co-founder of Compliance.ai, a company dedicated to empowering professionals with the smartest regulatory and compliance change management platform. He has over thirty years of experience and expertise in software and cybersecurity. Tom Fox welcomes him to this week’s episode as they discuss modernizing compliance practices and helping risk practitioners do a better job of managing risk. Red Tech It used to be that compliance professionals could manage the pace...
Compliance, Diligence and M&A: Part 1-Core Investigative Diligence
May 10, 2021 05:02 - 15 minutesWelcome to a special five-part podcast series sponsored by K2 Integrity. This month we consider the intersection of compliance, diligence and mergers & acquisitions (M&A). I am joined by Hannah Coleman, Managing Director in K2 Integrity’s Investigations and Risk Advisory practice. She specializes in fast-moving, complex, and specialized research assignments in a variety of areas including investigative due diligence, corporate contests, intellectual property investigations, media transparency...
Cybersecurity and the Importance of SOC with Justin Beals
May 04, 2021 04:01 - 20 minutesJustin Beals is the CEO and co-founder of Strike Graph, a company helping customers get through their cybersecurity audits. He’s a serial entrepreneur with expertise in AI, cybersecurity, and governance. He founded Strike Graph with the goal to make cybersecurity standards easy to understand and easily accessible. Tom Fox welcomes him to this week’s show to discuss cybersecurity, auditing, and building maturity within an organization. SOC/SOC2 Audit Justin explains to Tom the origins of SOC:...
Reimagining Training with Rashelle Tanner
April 27, 2021 04:01 - 20 minutesRashelle Tanner is the Director of Compliance Learning Program at the Office of Legal Compliance at Microsoft. A senior attorney, she is responsible for the trust and integrity learning program for Ethics and Compliance. Rashelle develops and delivers learner-centered anti-corruption and ethical decision-making courses that empower employees to do business the right way. Tom Fox welcomes her to this week’s show to discuss how compliance professionals can incorporate and promote integrity in t...
Mapping Out Process with Stacey Hanke
April 20, 2021 04:01 - 23 minutesStacey Hanke is an author, keynote speaker, and the founder of Stacey Hanke Inc. The goal of Stacey Hanke Inc is to help leaders become their true selves by equipping them with the tools to increase their confidence and authenticity. Tom Fox welcomes her to this week’s show as they discuss influence and how it can help leaders and people who simply wish to learn how to become better employees. The Importance of Consistency Tom asks Stacey to explain why consistency is critical to influence. ...
Smart Automation for Risk Management: Bonus Episode-Integrity Analytics Collective
April 16, 2021 05:07 - 13 minutesToday, we wrap up our multi-part podcast series, Smart Automation for Risk Management, sponsored by Lextegrity Inc., with a special bonus episode where Parth Chanda, Founder and Chief Executive Officer (CEO), and I discuss Lextegrity’s Integrity Analytics Collective. What is the Integrity Analytics Collective? I put that question to its founder Chanda. He related that it was launched in 2020 “in partnership with nearly a dozen partner organizations from across the world.” It’s ultimate goal ...
Smart Automation for Risk Management: Part 5, Integrations and User Experience
April 16, 2021 05:00 - 12 minutesWelcome to a multi-part podcast series, Smart Automation for Risk Management, sponsored by Lextegrity Inc. Over this series, we have visited with Parth Chanda, Founder and Chief Executive Officer (CEO), Andy Miller, Chief Analytics Officer, and Kara Bonitatibus, Head of Product. We have looked at the Lextegrity Product Suite, taken a deep dive into continuous risk monitoring, considered pre-approvals and third-party due diligence and integrations and user experience. In a special bonus episod...
Smart Automation for Risk Management: Part 4, Pre-Approval and 3rd Parties
April 15, 2021 05:00 - 14 minutesWelcome to a multi-part podcast series, Smart Automation for Risk Management, sponsored by Lextegrity Inc. Over the course of this series, we are visiting with Parth Chanda, Founder and Chief Executive Officer (CEO), Andy Miller, Chief Analytics Officer, and Kara Bonitatibus, Head of Product. We have reviewed Lextegrity Product Suite, taken a deep dive into continuous risk monitoring, considered pre-approvals and third-party due diligence and integrations and user experience. In a special bon...
Smart Automation for Risk Management: Part 3, a Holistic Approach to Risk Monitoring With Data Analytics
April 14, 2021 05:00 - 20 minutesWelcome to a multi-part podcast series, Smart Automation for Risk Management, sponsored by Lextegrity Inc. Over the course of this series we will be visiting with Parth Chanda, Founder and Chief Executive Officer (CEO), Andy Miller, Chief Analytics Officer, and Kara Bonitatibus, Head of Product. We are reviewing the Lextegrity Product Suite, taking a deep dive into continuous risk monitoring, considering pre-approvals and third-party due diligence and integrations and user experience. In a sp...
Smart Automation for Risk Management: Part 2, Risk Monitoring With Data Analytics
April 13, 2021 05:00 - 16 minutesWelcome to a multi-part podcast series, Smart Automation for Risk Management, sponsored by Lextegrity Inc. Over the course of this series, we will be visiting with Parth Chanda, Founder and Chief Executive Officer (CEO), Andy Miller, Chief Analytics Officer, and Kara Bonitatibus, Head of Product. We will look at the Lextegrity Product Suite, take a deep dive into continuous risk monitoring, consider pre-approvals and third-party due diligence and integrations and user experience. In a special...
Fixing the Cadence Mismatch with Anil Karmel & Travis Howerton
April 13, 2021 04:01 - 24 minutesTom Fox’s guests this week are Anil Karmel and Travis Howerton, co-founders of C2 Labs. They both had leading positions in the government’s nuclear weapons program and left to found their company. They and Tom talk about “fixing the cadence mismatch” between digitally transforming heavily regulated industries and the need for compliance. Technology vs Compliance “Business processes in heavily regulated industries are built to standardize the way systems are built, designed, deployed and to p...
Smart Automation for Risk Management: Part 1, Introducing Lextegrity
April 12, 2021 05:00 - 15 minutesWelcome to a multi-part podcast series, Smart Automation for Risk Management, sponsored by Lextegrity Inc. Over the course of this series, we will be visiting with Parth Chanda, Founder and Chief Executive Officer (CEO), Andy Miller, Chief Analytics Officer, and Kara Bonitatibus, Head of Product. We will look at the Lextegrity Product Suite, take a deep dive into continuous risk monitoring, consider pre-approvals and third-party due diligence and integrations and user experience. In a special...
Lessons About Leadership and Security with Paul Clayson
April 06, 2021 04:01 - 21 minutesPaul Clayson has an interesting and eclectic career history: he went from real estate to politics - including working for two US Presidents - then to corporate finance and investing. He tells Tom Fox about his experience working as CEO of several technology companies after which he moved into consulting. He first consulted for AgilePQ, his present company, and was asked to join as CEO. Paul joins Tom to discuss the top lessons he learned as CEO, as well as security for technology in the prese...
Comprehensive Cybersecurity Management with Jenna Waters
March 30, 2021 04:01 - 20 minutesJenna Waters is a Cybersecurity Consultant at True Digital Security where she specializes in information security program development, industry compliance assessments, threat intelligence, and cloud security controls. She helps clients through the challenges of cybersecurity program development and holistic security consulting, and also consults companies across varying industries. Tom Fox welcomes her to this week’s show as they discuss technological safety within industries, and what her co...
Knowledge Process Outsourcing with Jehan Jeyaretnam
March 23, 2021 04:01 - 25 minutesJehan Jeyaretnam is the Director and Head of Compliance Services at Acuity Knowledge Partners, one of the world’s largest knowledge process outsourcing firms. Jehan leads the Compliance Business Division, supporting clients with regulatory and anti-financial crime surveillance issues. Tom Fox welcomes him to this week’s show as they discuss ways of implementing knowledge outsourcing within work environments. Knowledge Processing Tom asks Jehan to define the term “knowledge processing.” Jehan...
Being Intentional & Celebrating People with Chris Fuller
March 16, 2021 04:01 - 25 minutesChris Fuller is an author and the President and CEO of Influence Leadership Inc, an organization focused on serving businesses through the development and growth of their people. He is a keynote speaker and has facilitated many strategic sessions for large companies. This experience has given him valuable, best-practice insights. Tom Fox welcomes him to this week’s show as they discuss ideas and strategies to help you around leadership. Mid-Level Management & Cultural Change Chris wants to h...
Learning Rather Than Training with Eric Shepherd
March 09, 2021 05:01 - 21 minutesEric Shepherd is the former CEO of Question Mark. In 2019 he stepped down and now runs a non-profit company called Talent Transformation, focused on helping individuals understand the future, leadership, and learning. Tom Fox welcomes Eric onto his week’s show as they discuss the ways organizations can better develop through a focus on learning rather than training. The Rise in Technology With the rise in technological advances and automation, machines will be replacing human tasks, and what...
Business and Financial Fraud: Yesterday, Today, and Tomorrow: Part 5 - Responding to Allegations of Fraud
March 05, 2021 06:03 - 19 minutesWelcome to a special five-part K2 Integrity sponsored podcast, series Business and Financial Fraud: Yesterday, Today, and Tomorrow. Over the course of this series I have been joined by Joanne Taylor, a Managing Director at K2 Integrity. She has 20 years of legal, investigations and financial crime compliance experience, working within the financial and legal services industries. I am also joined by Ray Dookhie, a Managing Director in K2 Integrity’s Investigations and Risk Advisory practice, w...
Business and Financial Fraud: Yesterday, Today, and Tomorrow: Part 4 - Best Practices in Fraud Detection
March 04, 2021 06:02 - 15 minutesWelcome to a special five-part K2 Integrity sponsored podcast, series Business and Financial Fraud: Yesterday, Today, and Tomorrow. In this series I am joined by Joanne Taylor, a Managing Director at K2 Integrity. She has 20 years of legal, investigations and financial crime compliance experience, working within the financial and legal services industries. I am also joined by Ray Dookhie, a Managing Director in K2 Integrity’s Investigations and Risk Advisory practice, with more than 25 years ...
Business and Financial Fraud: Yesterday, Today, and Tomorrow: Part 3 - Best Practices in Fraud Prevention
March 03, 2021 06:02 - 14 minutesWelcome to a special five-part K2 Integrity sponsored podcast, series Business and Financial Fraud: Yesterday, Today, and Tomorrow. In this series I am joined by Joanne Taylor, a Managing Director at K2 Integrity. She has 20 years of legal, investigations and financial crime compliance experience, working within the financial and legal services industries. I am also joined by Ray Dookhie, a Managing Director in K2 Integrity’s Investigations and Risk Advisory practice, with more than 25 years ...
Business and Financial Fraud: Yesterday, Today, and Tomorrow: Part 2 - Regulatory Landscape in 2021
March 02, 2021 06:02 - 17 minutesWelcome to a special five-part K2 Integrity sponsored podcast, series Business and Financial Fraud: Yesterday, Today, and Tomorrow. In this series I am joined by Joanne Taylor, a Managing Director at K2 Integrity. She has 20 years of legal, investigations and financial crime compliance experience, working within the financial and legal services industries. I am also joined by Ray Dookhie, a Managing Director in K2 Integrity’s Investigations and Risk Advisory practice, with more than 25 years ...
Going Back to the Workplace Safely with Julie Myers Wood
March 02, 2021 05:01 - 14 minutesJulie Myers Wood, CEO of Guidepost Solutions, returns to the Innovation In Compliance podcast this week to talk about how companies can get back to the workplace safely. She tells Tom Fox that this far into the pandemic her conversations with clients have changed to address longer-term issues. Customers are asking questions about security protocols and how to keep people safe, as well as keep business open. Increased Efficiency Julie says that Guidepost Solutions delivers technology solutio...
Business and Financial Fraud: Yesterday, Today, and Tomorrow: Part 1 – Top Fraud Trends in 2021
March 01, 2021 06:02 - 17 minutesWelcome to a special five-part K2 Integrity sponsored podcast, series Business and Financial Fraud: Yesterday, Today, and Tomorrow. In this series I am joined by Joanne Taylor, a Managing Director at K2 Integrity. She has 20 years of legal, investigations and financial crime compliance experience, working within the financial and legal services industries. I am also joined by Ray Dookhie, a Managing Director in K2 Integrity’s Investigations and Risk Advisory practice, with more than 25 years ...
Fighting The Scourge of Human Trafficking with Dan Wager
February 23, 2021 05:01 - 20 minutesTom Fox’s guest on this week’s show is Dan Wager, VP of Global Financial Crime and Compliance at LexisNexis Risk Solutions. Dan is an executive with expertise in financial crime compliance and investigations. He and Tom discuss human trafficking, fraud and identifying the patterns of suspicious behaviors within an organization. Tom emphasizes, “All compliance professionals need to understand not only the risks around this area but also what the solutions are… The pandemic has caused an increa...
Meaningful Meetings with Dr. James Kelley
February 16, 2021 05:01 - 28 minutesTom Fox’s guest on this week’s show is Dr. James Kelley, co-founder and CEO of qChange. qChange is a technology company that uses artificial intelligence to improve leaders’ skills and make meetings more impactful. James spent the last 12 years in academia before co-founding qChange. He chats with Tom about his academic research, his book, and how he is helping leaders become more impactful in meetings. Customize the Message James’ academic research was a five country study about consumers’ ...
Uncertainty - The Blinders Are Off with Lisa Levy
February 09, 2021 05:01 - 18 minutesLisa Levy, CEO of Lcubed Consulting and author of Future Proofing Cubed, started her career in IT. “I grew up as a project manager implementing systems'', she says, “and watching those system implementations fail because people didn't understand what the new technology was doing or why it was important to them or how it was supposed to actually make their jobs easier.” That early experience led her to focus on “process and building teams that would understand how work is done and then how to ...
Building Hero Leadership with Tricia Benn
February 02, 2021 05:01 - 17 minutesTricia Benn is the Chief Community Officer at C-Suite, a digital platform that focuses on providing growth development and networking opportunities for business executives. She is also the General Manager of The Hero Club, an invitation-only membership organization for CEOs, founders, and inventors. Tom Fox welcomes her to this week’s show as they discuss creating collaboration among leaders to build business growth. C-Suite Network C-Suite Network helps business leaders in growth developmen...
Integrity Matters: Assessing the Corporate Compliance Climate in 2021- Part 5-Preparing Your Company for What’s Next
January 29, 2021 06:02 - 14 minutesWelcome to this special podcast series, Integrity Matters: Assessing the Corporate Compliance Climate in 2021, sponsored by K2 Integrity. This week I visit with Bob Brenner, Co-Managing Partner and Chief Legal Officer; Snežana Gebauer, Executive Managing Director and head of U.S. Investigations and Risk Advisory, Americas. Over the week, we will consider various regulatory and enforcement issues with the incoming Biden Administration. Topics include assessing the regulatory landscape resultin...
Integrity Matters: Assessing the Corporate Compliance Climate in 2021- Part 4: Global Trends Impacting Risk & Compliance in 2021
January 28, 2021 06:03 - 15 minutesWelcome to this special podcast series, Integrity Matters: Assessing the Corporate Compliance Climate in 2021, sponsored by K2 Integrity. This week I visit with Bob Brenner, Co-Managing Partner and Chief Legal Officer; Snežana Gebauer, Executive Managing Director and head of U.S. Investigations and Risk Advisory, Americas. Over the week, we will consider various regulatory and enforcement issues with the incoming Biden Administration. Topics include assessing the regulatory landscape resultin...
Integrity Matters: Assessing the Corporate Compliance Climate in 2021- Part 3: Anti-Bribery and Anti-Corruption Enforcement in 2021
January 27, 2021 06:03 - 14 minutesWelcome to this special podcast series, Integrity Matters: Assessing the Corporate Compliance Climate in 2021, sponsored by K2 Integrity. This week I visit with Bob Brenner, Co-Managing Partner and Chief Legal Officer; Snežana Gebauer, Executive Managing Director and head of U.S. Investigations and Risk Advisory, Americas. Over the week, we will consider various regulatory and enforcement issues with the incoming Biden Administration. Topics include assessing the regulatory landscape resultin...
Integrity Matters: Assessing the Corporate Compliance Climate in 2021- Part 2: Priorities from the Biden Administration
January 26, 2021 14:17 - 16 minutesWelcome to this special podcast series, Integrity Matters: Assessing the Corporate Compliance Climate in 2021, sponsored by K2 Integrity. This week I visit with Bob Brenner, Co-Managing Partner and Chief Legal Officer; Snežana Gebauer, Executive Managing Director and head of U.S. Investigations and Risk Advisory, Americas. Over the week, we will consider various regulatory and enforcement issues with the incoming Biden Administration. Topics include assessing the regulatory landscape resultin...
Pragmatic Security and Data Protection with Gary Chan
January 26, 2021 05:01 - 20 minutesGary Chan is the President of Pragmatic Security at Alfizo and specializes in data protection and security. Tom Fox welcomes him onto this week's show as they discuss the ways to help businesses leverage IT departments, enable sales, and meet compliance. Why Information Security When people buy information security, Gary explains, they're not looking for someone to go in and solve every problem. Clients want to look at information security from a business perspective: how will it help them g...
Integrity Matters: Assessing the Corporate Compliance Climate in 2021-Part 1 Assessing the Landscape from the Pandemic
January 25, 2021 20:01 - 17 minutesWelcome to this special podcast series, Integrity Matters: Assessing the Corporate Compliance Climate in 2021, sponsored by K2 Integrity. This week I visit with Bob Brenner, Co-Managing Partner and Chief Legal Officer; Snežana Gebauer, Executive Managing Director and head of U.S. Investigations and Risk Advisory, Americas. Over the week, we will consider various regulatory and enforcement issues with the incoming Biden Administration. Topics include assessing the regulatory landscape resultin...
The Risks with Employee Data with Robert Meyers
January 19, 2021 05:01 - 19 minutesRobert Meyers is the Channel Solutions Architect for One Identity, a software company that helps organizations establish an identity-centric security strategy. Tom Fox welcomes him to this week’s show to talk about compliance, data privacy, and employee data issues. The Role of One Identity “Most companies forget about employees, and this gets impacted by GDPR,” Robert says. His role at One Identity allows him to explain to companies where they can fit identity protections for employees. He ...
The 100 Book Challenge: The Infinite Game by Simon Sinek
January 15, 2021 05:01 - 11 minutesTom and Nick Gallo discuss The Infinite Game by Simon Sinek. The author emphasizes that the game of business is not a short game but a long one, and leaders need to play the long game in order to be successful. Nick comments that making sure that your company is working together for the betterment of your employees - not just for profit - is crucial, and a vital part of playing the long game. Tom mentions Jeff Bezos as an example of a business leader who plays the long game. Simon Sinek is a...
The 100 Book Challenge: The Fearless Organization by Amy Edmondson
January 14, 2021 05:01 - 11 minutesTom Fox and Nick Gallo discuss cultivating psychological safety within the workplace and innovation and growth, from Amy Edmondson’s book, The Fearless Organization. Tom expresses that a main aspect of psychological safety is creating a speak-up culture. Once your employees believe that you want them to speak up, your company can move forward. Amy Edmondson is a scholar of leadership, teaming and organizational leading. She is currently the Novartis Professor of Leadership at Harvard Busine...
The 100 Book Challenge: The Culture Map by Erin Meyer
January 13, 2021 05:01 - 10 minutesIn this episode of the 100 Book Challenge series, Tom Fox and Nick Gallo are talking about Erin Meyer’s book, The Culture Map. They discuss the dynamic of culture. Tom asks how a Chief Compliance Officer can communicate effectively within a multinational organization. Nick shares the eight axes that make up a culture from the book. He adds that understanding differing cultural norms and dynamics, and being able to communicate within that realm, is important for compliance practitioners. Eri...
The 100 Book Challenge: Influence by Robert Cialdini
January 12, 2021 05:01 - 10 minutesTom Fox and Nick Gallo talk about decision-making and what influences the process. Humans like to think of themselves as rational beings, but we are really emotional decision-makers who rationalize our decisions with logical arguments. Influence is also a large factor in how you make decisions, Nick adds - it’s how you get people to change their minds without coercion. Tom discusses one of his key takeaways from Cialdini, which is the theory of reciprocity, also known as reaping what you sow....
The 100 Book Challenge: Meditations by Marcus Aurelius
January 11, 2021 05:01 - 10 minutesTom Fox and Nick Gallo discuss the writings of the ancient Roman philosopher Marcus Aurelius and how to apply them to business leadership. Tom shares the impact that these writings had on him as a teenager with no consistent mentor, and how it provided him with a philosophy to guide his life. Nick talks about how Meditations teaches readers to change their mindset. Oftentimes we cannot control the outcome of situations, but we can control our adherence to the process, he says. Marcus Aureli...
Nick Gallo and the 100 Book Challenge: Introduction
January 10, 2021 05:01 - 14 minutesSpecial guest Nick Gallo joins Tom Fox for a six-part podcast series about books. In this introductory episode, they talk about Nick’s 100 Book Challenge for 2020, where his goal was to read or listen to a selection of 100 books. Nick shares how he curated his reading list, his methods for completing the challenge, and the insights he learned from the experience. One such insight is that learning is like flexing a muscle, and just like the other muscles of the human body, you must stretch it ...
Integrity Matters: Exploring the NDAA - Part 5: The Long View
January 08, 2021 06:05 - 13 minutesWelcome to this special podcast series, Integrity Matters: Exploring the NDAA, sponsored by K2 Integrity. This week I visit with Chip Poncy, Global Co-Head Financial Crimes Risk Management practice and member of K2 Integrity’s Board, and Gail Fuller, Managing Director at K2 Integrity. Over the week we have broken down the changes to the Bank Secrecy Act (BSA) and changes in enforcement authority to Financial Crimes Enforcement Network (FinCEN) which are found in the recently passed National D...
Integrity Matters: Exploring the NDAA - Part 4: Changes to Governance
January 07, 2021 06:05 - 18 minutesWelcome to this special podcast series, Integrity Matters: Exploring the NDAA, sponsored by K2 Integrity. This week I visit with Chip Poncy, Global Co-Head Financial Crimes Risk Management practice and member of K2 Integrity’s Board, and Gail Fuller, Managing Director at K2 Integrity. Over the week, we will break down the changes to the Bank Secrecy Act (BSA) and changes in enforcement authority to Financial Crimes Enforcement Network (FinCEN) which are found the recently passed National Defe...
Integrity Matters: Exploring the NDAA - Part 3: New Law, New Opportunities
January 06, 2021 06:05 - 12 minutesWelcome to this special podcast series, Integrity Matters: Exploring the NDAA, sponsored by K2 Integrity. This week I visit with Chip Poncy, Global Co-Head Financial Crimes Risk Management practice and member of K2 Integrity’s Board, and Gail Fuller, Managing Director at K2 Integrity. Over the week, we will break down the changes to the Bank Secrecy Act (BSA) and changes in enforcement authority to Financial Crimes Enforcement Network (FinCEN) which are found in the recently passed National D...
Integrity Matters: Exploring the NDAA - Part 2: Company Formation Reform
January 05, 2021 06:05 - 16 minutesWelcome to this special podcast series, Integrity Matters: Exploring the NDAA, sponsored by K2 Integrity. This week I visit with Chip Poncy, Global Co-Head Financial Crimes Risk Management practice and member of K2 Integrity’s Board, and Gail Fuller, Managing Director at K2 Integrity. Over the week, we will break down the changes to the Bank Secrecy Act (BSA) and changes in enforcement authority to Financial Crimes Enforcement Network (FinCEN) which are found in the recently passed National D...
An Evangelist for Document Governance with Jen Snyder
January 05, 2021 05:01 - 16 minutesJen Snyder is the chief evangelist at GovQA, a technology company providing compliance software for governments. Tom Fox welcomes her to this week’s show as they discuss the compliance challenges facing governments, and how her company’s software is helping combat those challenges. Government Challenges Tom asks Jen to explain why management of government requirements is so critical and difficult. “In the government industry, everything you're doing is being done with government money, so ev...
Integrity Matters: Exploring the NDAA - Part 1: The Big Picture
January 04, 2021 06:05 - 16 minutesWelcome to this special podcast series, Integrity Matters: Exploring the NDAA, sponsored by K2 Integrity. This week I visit with Chip Poncy, Global Co-Head Financial Crimes Risk Management practice and member of K2 Integrity’s Board, and Gail Fuller, Managing Director at K2 Integrity. Over the week, we will break down the changes to the Bank Secrecy Act (BSA) and changes in enforcement authority to Financial Crimes Enforcement Network (FinCEN) which recently passed a National Defense Authori...
Compliance From the Front Lines with Adam Frey
December 15, 2020 05:01 - 16 minutesAdam Frey, Managing Director at K2 Integrity, returns to the Innovation In Compliance podcast this week. He and Tom Fox have an interesting conversation about the important role of compliance in the organization, as well as how to create a culture of compliance from the front lines. Owning the Risk Tom comments on one of Adam’s catchphrases, “own the risk”. Adam explains that the front line must internalize the compliance risk of their day-to-day activities, as well as the business and perso...