Compliance DOs and DON'Ts: Kay M. Godfredsen: Audits, Investigations, and Market Conduct Exams

Today’s Compliance Expert is from the Kay Godfredsen Law Practice. The firm handles a range of matters including Contract Negotiation, Business Continuity/ Succession Planning, Regulatory Representation, Corrective Action Plans, Business Formation, and Go-To-Market Guidance.

Our guest grew up in an entrepreneurial family in rural Iowa. She graduated from the University of South Dakota and worked as a Mortgage Banker before finding her way into the insurance industry. She obtained her law degree from Drake Law School and went on to work in the Office of General Counsel at a Fortune 100 insurance and financial services company for several years. In this role, she handled matters in the areas of sales, rating, underwriting, defects management, and market conduct actions. She went on to lead at the Iowa Insurance Division as First Deputy Commissioner, focusing on talent, innovation, and strategy in the State and engaging at the NAIC.