Risky Women Radio
70 episodes - English - Latest episode: 3 months ago - ★★★★★ - 9 ratingsRisky Women® is a global network connecting, celebrating and championing women in risk, regulation and compliance. Want to share a hot topic or suggest a speaker? Email your host anytime at [email protected] or JOIN US at https://www.riskywomen.org/
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Episodes
Top Compliance Priorities 2024
February 06, 2024 05:08 - 24 minutes - 22.5 MBIn this episode of Risky Women Radio, host Kimberley Cole kicks off Series 7 by discussing the predictions for 2024 in the field of risk regulation and compliance. She is joined by Carol Beaumier and Bernadine Reese from Protiviti, who share their insights on the compliance environment over the past decade and the evolving role of the Chief Compliance Officer. They highlight the key priorities for 2024, including the need for proactive risk assessment, horizon scanning, managing digital ri...
Complexity of Compliance APAC: Debra Au
December 07, 2023 04:32 - 23 minutes - 54.1 MBJenny Wong of Protiviti and Debra Au, Head of Legal for DBS Hong Kong, explore the complexity of the compliance landscape in APAC as part of the Protiviti 2023 Top Risk Report. SHOW NOTES 00:01 Compliance landscape and career journey 04:42 Regulatory challenges and adapting to technological changes in APAC 10:02 Compliance function evolution and AI adoption in finance 16:48 Leadership and overcoming stereotypes
Strategic Risk: Star McDade
December 01, 2023 08:28 - 33 minutes - 76.6 MBKimberly Dickerson of Protiviti and Star McDade, SVP for Audit Services at USAA, discuss moving from activity based work to a more value added model and how to shift the mindset to an advisory audit role. SHOW NOTES 00:01 Adding value in risk and assurance profession 04:09 Risk management and business strategy alignment 08:45 Risk assessment, emerging risks, and third-party partnerships in the insurance industry 16:26 Risk management career paths and advice for young professionals 22...
Exploring DAO: The Future of Governance & Compliance with Chrissy Hill
October 12, 2023 08:22 - 42 minutes - 38.9 MBKimberley Cole interviews Chrissy Hill, general counsel at Parity Technologies. The episode explores the concept of DAOs (decentralized autonomous organizations) and their impact on governance and compliance in the rapidly evolving landscape of blockchain, Web3, and the metaverse. Show Notes 03:19 Career Journey 07:42 Working with Tony Blair: Merging commercial and charitable assets 10:17 Lessons in agility and fundamental skills for career success 11:24 Web3 space and regulatory chal...
Conduct Unbecoming: Emma Parry
September 21, 2023 03:56 - 26 minutes - 24.9 MBKimberley Cole speaks with Emma Parry of Novafin Consulting about her journey from banking COO to conduct risk and culture advisor – what’s trending in tech, regulators and how to use your transferable skills. Emma Parry is a C suite and board advisor with broad international investment banking experience. Following a successful career in financial services working for firms such as HSBC, and JP Morgan Chase, she is now building a portfolio career with a specialist focus on conduct risk...
How to be a CRO: Jennifer Geary
September 07, 2023 03:32 - 31 minutes - 29.1 MBKimberley Cole speaks with Jennifer Geary, a 25-year veteran of the Risk industry, about her handbook for the modern Chief Risk Officer - practical advice, and skills you can bring into your own role as a CRO. Jennifer Geary has over 25 years of experience in finance, technology, risk and legal, across diverse industries from financial services to not-for-profit. She has been Managing Director, EMEA for a software company, and COO and CRO for a number of fintechs. She has also worked in ma...
Talent Management in Risk: Sarah Olthoff
August 10, 2023 11:30 - 34 minutes - 78.2 MBTonya Hummers, Managing Director at Protiviti, speaks with Sarah Olthoff, Senior Vice President and Chief Business Risk Officer at Discover, about talent management, the nature of work, and the skills risk roles need most. Sarah K. Olthoff serves as a Senior Vice President of Business Risk Programs at Discover Financial Services. In this role, Sarah is responsible for development, implementation, and oversight of the business risk management program across the enterprise. This program in...
Regulator Series: Grovetta Gardineer from OCC
April 20, 2023 06:12 - 35 minutes - 81 MBMaryann Kennedy speaks with the Senior Deputy Comptroller for Bank Supervision Policy at the Office of the Comptroller of the Currency, Grovetta Gardineer, about the regulatory priorities in current economic environment. Grovetta Gardineer is the Senior Deputy Comptroller for Bank Supervision Policy at the Office of the Comptroller of the Currency (OCC). In this role, Ms. Gardineer directs the formulation of policies and procedures for the supervision and examination of national banks and ...
Amplifying ESG Business Value: Anna-Marie Slot
March 29, 2023 09:31 - 36 minutes - 33.4 MBKimberley Cole speaks with Anna-Marie Slot on how companies can and should embed ESG into core business strategies and why risk professionals are uniquely placed to drive that change. Anna-Marie is the first global sustainability ESG partner for Ashurst and a finance partner as well. She brings a unique combination of legal, finance and ESG expertise which enables her to partner with other business leaders committed to leading a future focused sustainable organizations. Anna-Marie has develo...
Future Fit Organisations & Managing Culture Risk: Juliet Bourke
March 16, 2023 04:08 - 34 minutes - 32.2 MBKimberley Cole speaks with Juliet Bourke on board composition and best practices for creating future fit organisations with diversity of thought and culture change. Dr Juliet Bourke is an award winning author, speaker and advocate for diversity. She was a former Human Capital Partner at Deloitte leading Deloitte’s Diversity and Inclusion Consulting agenda. She continues to work with global clients to create cultural change through a focus on leadership, high performing teams, and diversit...
Top Compliance Priorities 2023
February 27, 2023 11:02 - 19 minutes - 18.2 MBKimberley Cole speaks with Carol Beaumier and Bernadine Reese from Protiviti. We’re thrilled that they are back again to talk about the top of mind compliance priorities for 2023. Show Notes 03:29 Examples of the risks in the uncertainty category 07:14 Technology trends that will impact compliance 09:54 Financial Crime compliance 12:23 How to keep compliance teams motivated 14:12 Advice to chief compliance officers in 2023 17:01 What will compliance departments look like in 10 years...
Communications Compliance: Stacey English & Susannah Hammond
February 01, 2023 07:29 - 39 minutes - 36.7 MBKimberley Cole speaks with Stacey English and Susannah Hammond of Theta Lake about the risks modern communication platforms bring, recent regulatory actions, and what you can do to be compliant without turning off features in Zoom, Microsoft Teams, RingCentral! Show Notes 02:04 Career Journeys 08:37 Top Skills for the Ultimate Compliance Professional 17:19 How the Way We Communicate Has Changed 22:20 Privacy & Data Security 27:46 Using Emojis 31:05 Biggest Takeaways from Communicatio...
The 3 I's of Risk: Rahmat Amanullah
December 08, 2022 06:52 - 43 minutes - 40.1 MBKimberley Cole talks with Rahmat Amanullah, Director South Asia at Control Risks, about intelligence, investigations and integrity in risk and what we can learn from some of the world's most complex sectors like pharmaceuticals and alcoholic beverages. Show Notes 01:29 Career Journey 16:30 The 3 I's of Risk: Intelligence, Investigations and Integrity 23:01 Lessons from India's Alcoholic Beverage Industry 34:44 Why Business Schools Need to Teach Risk & Compliance 39:07 Rants & Revelatio...
How Children Have Made Me A Better Compliance Leader: Lauren Munfa
November 30, 2022 08:55 - 28 minutes - 26 MBDenis Camilo, Risk and Compliance Director at Protiviti, talks with Lauren Munfa, Head of Americas Investment Bank C&ORC at UBS, about how much her parent management training translated to running a large compliance program. SHOW NOTES 00:51 Career Journey 03:58 Top Skills for Risk Management 08:05 The Importance of Immediate and Consistent Rewards 15:49 How to Give an Effective Command 21:26 How Root Cause Analysis Applies at Home and in the Office Transcripts and subscribe to news...
Taking Control: Rupal Patel
November 17, 2022 04:39 - 56 minutes - 51.7 MBKimberley Cole talks with Rupal Patel, Head of Data Insights & Risk Intelligence at Acin and Founder of Women in Risk and Control, about moving operational risk from a solely qualitative discipline to a data led one and why connection and networks are key! Show Notes 01:51 Career Journey 12:46 Biggest Risks 20:53 Women in Risk and Control 27:51 Acin & Op Risk Ahead 46:50 Rants & Revelations Transcripts and more: https://www.riskywomen.org/2022/11/podcast-s5e8-taking-control-rupal-p...
Risk Analytics: Ximena Zambrano
October 27, 2022 04:48 - 29 minutes - 27 MBShaheen Dil, Senior Managing Director of Protiviti, in conversation with Ximena Zambrano, Senior Vice President and Head of Model Validation at Wells Fargo on the evolution of risk analytics and technological advances in data science (AKA are machines taking over?) Show Notes 03:37 Career Journey 07:08 Key Risks Ahead 10:21 Advanced Analytics & Unintended Consequences 20:02 New Skills Needed 25:42 Advice for Successful Leaders Transcript & more on risk > https://www.riskywomen.org/...
The Lucky Laundry: Nathan Lynch
October 13, 2022 03:32 - 44 minutes - 41.1 MBKimberley Cole talks with our first Risky Man Nathan Lynch, a regulatory intelligence professional and author of The Lucky Laundry. They discuss the real world outcomes of financial crime, the status of Australia and how compliance and risk professionals are critically important to prevention. SHOW NOTES 01:41 Career Journey 12:04 The Lucky Laundry Book 16:56 Australia Situation & AUSTRAC 29:06 Role & Skills for AML Pros 36:05 Rants & Revelations 41:55 Recommendations Transcript a...
Stop Fixing Women: Catherine Fox
September 29, 2022 02:50 - 34 minutes - 32 MBKimberley Cole talks with Catherine Fox, award winning journalist and author of Stop Fixing Women, about diversity risk and the need to invest in women. This is the first of our Risk Radar Series which takes a 360 degree view of risks facing leaders, everyone from boards to management teams and individuals. Show Notes 02:24 Career Journey 09:28 Key Gender Diversity Issues 12:13 What Does Merit Really Mean 14:29 Lean Out 19:21 Stop Fixing Women 28:12 Rants & Revelations 32:01 Reco...
Privacy & Security at Zoom: Lynn Haaland
September 09, 2022 08:45 - 51 minutes - 47.4 MBChristine Halvorsen, Managing Director of Protiviti, talks with Lynn Haaland, Zoom’s Chief Compliance Ethics and Privacy Officer, and Deputy General Counsel. They discuss everything from how Lynn joined Zoom only weeks before COVID-19 pandemic changed the world and Zoom to the next big challenges ahead in privacy and cybersecurity compliance. Show Notes 01:55 Career Journey – Joining Zoom at Start of COVID-19 11:01 Advice for Startups Moving into Growth Mode 16:58 Biggest Privacy & Com...
Privacy & Security at Zoom: Lynn Haaland (video)
September 09, 2022 05:38 - 55 minutes - 442 MB VideoChristine Halvorsen, Managing Director of Protiviti, talks with Lynn Haaland, Zoom’s Chief Compliance Ethics and Privacy Officer, and Deputy General Counsel. They discuss everything from how Lynn joined Zoom only weeks before COVID-19 pandemic changed the world and Zoom to the next big challenges ahead in privacy and cybersecurity compliance. SHOW NOTES: 01:55 Career Journey – Joining Zoom at Start of COVID-19 11:40 Advice for Startups Moving into Growth Mode 18:16 Biggest Privacy & Co...
CRA and Fair Lending: Mary Bailey
June 22, 2022 09:54 - 19 minutes - 18.2 MBShelley Metz-Galloway, US lead of Protiviti’s regulatory compliance practice, talks with Mary Bailey, regulatory compliance expert, about the US Community Reinvestment Act and how upcoming changes to the rule should improve access to credit and have a big impact on banks’ compliance and reporting. Show Notes 01:37 Career Journey 08:21 International Efforts 10:19 CRA and Fair Lending 12:31 What the CRA Changes Mean for Banks Learn more and subscribe: https://www.riskywomen.org/2022/0...
Compliance & Risk Challenges for Small Asset Management Firms: Amy Aubin
April 20, 2022 05:31 - 30 minutes - 28.1 MBJackie Sanz of Protiviti talks with Amy Aubin, a CCO of two firms in Canada, about compliance and risk challenges faced by compliance professionals of smaller firms in the asset management industry, where innovation and access to compliance networks are of importance in the management of risk. Show Notes 02:13 Career journey 06:08 Risks in Smaller vs Larger Asset Management Firms 14:01 Lasting Impact of COVID-19 Pandemic 17:41 Hiring Compliance for Small Firms 22:53 Top Risks in Curre...
Compliance Priorities for 2022: Carol Beaumier & Bernadine Reese
February 23, 2022 06:59 - 26 minutes - 24.1 MBKimberley Cole speaks with senior risk and compliance leaders at Protiviti about financial services industry compliance priorities for 2022: traditional issues like financial crime, broader risk mandates, ESG, culture and conduct, vulnerable customers, artificial intelligence, cybersecurity and more. Show Notes 03:05 Career journey 06:08 What’s different for 2022 10:13 Key challenges 15:29 Compliance function’s future 18:33 Innovation examples 20:58 Advice for future CCOs Sign up f...
Risk Transformation: Carol Beaumier
December 09, 2021 05:01 - 15 minutes - 14.2 MBGuest host Lucy Pearman talks with Carol Beaumier who oversees Protiviti’s Asia-Pac Financial Services Practice about cyber and ESG risks, talent retention and the consequences of not transforming. Show Notes 02:19 Career journey 06:22 Emerging risks in financial services 09:25 Talent retention 11:00 Consequence of not transforming 11:56 Rants & Revelations 13:15 Rapid Fire Round
Compliance Transformation: Donna Timlen
November 04, 2021 08:46 - 25 minutes - 23.7 MBGuest host Lucy Pearman talks with Donna Timlen, CCO of OneMain Financial – America’s largest installment lender, about their compliance transformation: talent, technology, strategy and a root cause focus. Show Notes 02:51 Career journey 07:42 Innovation at OneMain Financial 12:22 Protecting talent 14:37 Technology use 16:24 Root cause focus 18:09 D&I, CSR, ESG 20:22 Rants & Revelations 22:35 Rapid Fire Round
Workplace Transformation: Sophie Krynauw
August 20, 2021 04:41 - 25 minutes - 23.9 MBGuest host Lucy Pearman talks with Sophie Krynauw, Transformation Audit Director at Zurich Insurance, about the future of insurance and workplaces in a digital environment with global collaborative teams focusing on outcomes rather than process. Show Notes 02:31 Career journey 06:45 Transition during COVID-19 10:44 Future of audit 14:22 Workforce sustainability 16:35 How are leading companies succeeding? 20:20 Rants & Revelations 22:43 Rapid Fire Round Transcript > https://www.ri...
Career Transformation: Amii Barnard-Bahn + Diana Wu-David
August 04, 2021 08:49 - 58 minutes - 54.1 MBAmii and Diana discuss career transformation opportunities, future proofing, your promotability, what Risky Women should do, and the impact of women on boards. Show Notes 03:14 Career Journeys 15:01 Transformation Opportunities 24:36 Future Proof 29:17 The Promotability Index 30:53 What Risky Women Should Do 40:24 Impact of Women on Boards 46:28 Rants & Revelations 54:36 Rapid Fire Round Transcript and more > https://riskywomen.org/2021/08/podcast-s4e5-career-transformation-amii...
RegTech Transformation: Jo Ann Barefoot
June 17, 2021 05:56 - 47 minutes - 44.1 MBNext in our Transformation series, guest host Lucy Pearman talks with Jo Ann Barefoot about RegTech innovation from how regulators are using technology to how financial services need to urgently expand their experimentation and adoption rates. Show Notes 01:47 Career journey 01:56 Alliance on Innovative Regulation 15:37 Top priorities for financial services innovation 21:45 Regulators and digital transformation 26:24 What truly smart regulation looks like 31:22 What are leading compa...
Regulatory Change Transformation: Diane Minunni Callan
May 20, 2021 04:17 - 17 minutes - 16.2 MBNext in our Transformation series, guest host Lucy Pearman talks with Diane Minunni Callan of TD Bank about their ongoing development and enhancement of compliance programs and regulatory change management processes - from ESG to AI. Show Notes 01:57 Career Journey in Risk 04:12 TD Bank Transformation 05:08 Regulatory Challenges & Opportunities 07:06 Leveraging Emerging Technologies 13:14 Rants & Revelations 14:27 Rapid Fire Round Transcript & More: https://riskywomen.org/2021/05/...
Collaboration Can Transform: Karyn Kenny
April 01, 2021 04:52 - 41 minutes - 38.2 MBJoin our chat with Karyn Kenny on a career ranging from the John Gotti trial in New York to tribal justice in Borneo, from AML in Bangladesh to Croatia. Karyn serves as US DOJ’s OPDAT for SE Europe regional justice sector initiative, overseeing anti money laundering, asset forfeiture, anti corruption and transnational organized crime. Show Notes 03:26 Career Journey 14:48 Collaboration in Regulatory Landscape 17:34 Public Private Collaboration 21:19 Cryptocurrency Regulation 23:50 Fi...
The Transformation Journey: Lucy Pearman
February 26, 2021 03:58 - 28 minutes - 39.5 MBThis is the start of our Transformation series and Lucy Pearman of Protiviti will be joining us as guest host. We will be talking about change innovation and take a look ahead at the views from some amazing Risky Women on what’s next in the world of governance, risk, and compliance. Show Notes 02:06 Career Journey in Transformation 10:04 Biggest Challenges & Opportunities Customers Face 15:48 Transformation’s Top Priorities 19:44 Handling Change & Consequences
Behavioural Science Driving Conduct and Compliance: Kate Miller
October 20, 2020 07:13 - 44 minutes - 41.4 MBKelly-Ann McHugh interviews Kate Miller, leader of Standard Chartered Bank’s Conduct & Behavioral Analysis team. She discusses how they are using behavioral science to build a bridge between what we think is happening and what’s actually happening on the ground and then influence behaviors towards better outcomes. Show Notes 02:37 Career Journey to Compliance 16:44 Conduct & Behavioral Analysis Team 22:31 Examples of Applying Science to an Event 33:57 Top 3 Impacts of Data & Science ...
AI Re-imagines Financial Crime Risk: Elke Biechele
June 16, 2020 05:06 - 43 minutes - 40.4 MBKelly-Ann McHugh interviews Elke Biechele, CEO of RisikoTek on moving from global corporate banking to central banking to running her own regtech startup. Their AI Amalia is focused on tackling the $5trillion financial crime issue by raising detection levels from the current 0.01%. SHOW NOTES 04:08 Career & Uncovering Scale of Financial Crime 10:49 Lessons Learned 13:20 Role Models 16:39 Starting RisikoTek 21:46 Silos & Data Protection 24:01 Amalia AI & Thinking Like a Transnationa...
Is Common Sense Uncommon in Risk and Compliance? Namita Bhide
May 22, 2020 06:40 - 42 minutes - 39.3 MBKelly-Ann McHugh interviews Namita Bhide, Founder of Denim Consulting, on innovation in the financial service sector and why moving to a "proof of value" rather than "proof of concept" model is key to making collaborative, simplified, customer centric change. SHOW NOTES 01:54 Career Journey & Risky Choices 14:53 Trends, Introspection & Collaboration 23:33 Applied Innovation 26:36 Top Challenges for Financial Services 32:16 Gender Diversity 35:22 Rants & Revelations 38:16 Rapid Fire ...
Conflicts of Interest: Kelly-Ann McHugh
May 11, 2020 10:14 - 16 minutes - 17.4 MBKelly-Ann McHugh is the director of Asia Pacific for MyComplianceOffice based in Singapore. She's a passionate business leader focused on technology, risk, and compliance and in this episode we're talking about conflicts of interest, gifts and entertainment, and the results of their global survey. SHOW NOTES 02:37 Key Issues for Financial and Corporate Sectors 04:25 Gift & Entertainment Survey Results 10:00 Best Practices for Gifts & Entertainment Policies 11:59 Conflicts of Interests ...
Risky Women on Pandemic Policies
April 22, 2020 12:11 - 59 minutes - 54.6 MBMeena Datwani and Lonneke van Zundert, APAC compliance and security experts, discuss their views on COVID-19 pandemic policies in compliance, workplace, regulatory affairs and security. SHOW NOTES 04:18 Asia Situation Update 11:11 Government Response 17:53 Doing Work From Home Right 22:19 Internal Communications 24:51 Cyber Security & Financial Crime Threats 28:47 Conducting Investigations & Reporting 33:20 Keys to Managing COVID-19 Impacts 36:24 Conduct for Financials & Busi...
The Impact of Governance: Pru Bennett
April 03, 2020 10:46 - 36 minutes - 34 MBPru Bennett joins our first podcast of season 3 to discuss the spectrum of ESG and the impact boards can make, how they can proactively manage risk, what they should be asking themselves, and how diversity has changed performance for the better. Until January, 2019, Pru Bennett was a Managing Director at BlackRock and Head of BlackRock’s Investment Stewardship team for the APAC Region based in Hong Kong. Pru is an active participant in the public debate on corporate governance and stewards...
Season 3 Teaser
April 01, 2020 09:33 - 4 minutes - 4.95 MBWelcome to Risky Women Radio season three! This season we’ve got more fabulous Risky Women joining us and sharing their stories, their advice, their knowledge and their perspective. And we’re going to have a few new things for you! We’ll have guest hosts joining us bring you new voices and first up is Kelly-Ann McHugh from My Compliance Office. She’s been a risky woman since we started in 2015 and she’ll take over the reins for a few episodes of Risky Women Radio. Kelly-Ann’s risk and com...
Regulator Series: Sarah Hayes from London’s Financial Conduct Authority
December 10, 2019 03:30 - 22 minutes - 20.8 MBSarah Hayes, Head of Department, Lending and Intermediaries, Authorisations at the UK's Financial Conduct Authority joins us in our ongoing Regulator Series. We discuss her career and how the FCA aims to make markets work well – for individuals, for business, and for the economy as a whole. Sarah's a senior executive with a strong track record for strategic leadership and proposition ownership in financial markets – successfully delivering complex change programs across global organisations...
The Reg Doctor: Sian Lewin
December 04, 2019 03:56 - 27 minutes - 25.7 MBJoin us to hear why The Reg Doctor Sian Lewin thinks Governance, Risk and Compliance is sexy! Yep, you heard it here first. She has studied the waves of regulatory change and their impact on financial services and has a focus on RegTech with her own RegTech Women network and business at RegTech Associates. Points of Interest 01:50 Education & Career 06:26 RegTech Women’s Network 08:28 State of the Market 10:04 Tracking 600 RegTech Products 15:21 Behavioural Changes 18:52 Financial Cr...
Fighting Financial Crime: Sherry Madera
November 20, 2019 05:53 - 27 minutes - 25.7 MBData is just the beginning and in this podcast Sherry Madera talks about the importance of data in fighting financial crime, privacy and more. Sherry’s global career journey has taken her from Canada to China and now the UK and she joins us to offer expert opinion across a range of topics in her capacity as Chief Industry & Government Affairs Officer at Refinitiv. Points of Interest 02:09 Career Journey & China Relations 05:59 Current Focus: Sustainability, Infrastructure, Data, Privacy ...
New Age Compliance Officer - Compliance Meets Tech: Joanna Jenkins
November 06, 2019 07:55 - 21 minutes - 20.5 MBIt's all about technology! Joanna Jenkins, Head of Compliance at Railsbank, on the future of Regtech and what it means for the industry and compliance officers. Points of Interest 01:55 Railsbank Explained: Open Banking & Compliance Platform 04:05 Career Journey 10:20 How Regtech is Changing Industries: Financial, Healthcare, Government, Cannabis 12:06 Exciting Developments: Customers Select Vendors to Integrate, Compliance Firewall 15:46 Pattern Recognition - Fighting Financial Crime...
#REGTECH - What's Hot? Angie Lau
October 24, 2019 06:37 - 47 minutes - 44.1 MBAngie Lau, Editor-in-Chief of Forkast.News, on what's happening in regtech, crypto, blockchain, regulatory and the impact of technology on compliance and risk. Before founding Forkast in 2018, Angie anchored Bloomberg TV’s flagship morning show “First Up with Angie Lau” broadcast globally into 350 million homes and offices. She interviews newsmakers, CEOs, and icons, including the exclusive with Li Ka-shing — his first television one-on-one in more than a decade. Points of Interest 01:2...
Expanding the Regulatory Perimeter
October 16, 2019 06:48 - 30 minutes - 28 MBIn this episode risky woman Rachel Wolcott shares insights from Thomson Reuters Regulatory Intelligence team with the inaugural report Financial Crime Compliance for Non-financial Companies: The Expanding Regulatory Perimeter. The report explores why penalties for money laundering violations are becoming more commonplace for non-financial firms and suggests solutions and recommendations for business as they try to remain compliant. As usual, we’ll also hear from Rachel on her career journey ...
Credit Risk and the Credit Crunch: Saadia Mujeeb
September 23, 2019 04:35 - 25 minutes - 24.2 MBSaadia Mujeeb leads 4 global teams at NatWest Markets specializing in Hedge Funds, Mutual and Pension Funds, Prime Brokerage and Counterparty Clearing Houses. The Senior Risk Approver for structured transactions, new business initiatives for Markets, PB, Clearing and the Structured Lending Franchise, she is recognized for pragmatic decision-making during tough complex negotiations, effective stakeholder management and commercial judgement. She founded and co-chairs the 100 Women in Finance...
Going Global & Bank of Japan: Yuko Kawai
August 26, 2019 04:00 - 23 minutes - 21.8 MBJoin Yuko Kawai, General Manager for Europe at the Bank of Japan, as she discusses her international career. You'll hear about her journey across geographies from Japan to Europe and across functions from FX to FinTech. Kawai-san is a role model and inspiring leader offering interesting views and a global perspective on the developments the financial industry is seeing. Points of Interest: 01:54 Career 03:58 Most important lessons 05:54 Gender diversity in Japan 09:26 Working at th...
Ethics of Compliance: Ruth Steinholtz
August 06, 2019 08:04 - 48 minutes - 44.5 MBOnce described as, “the grit in the oyster that creates the pearl,” Ruth Steinholtz wishes to make a difference in the world by changing attitudes and practices relating to ethics and compliance. Ruth joined the Risky Women event at the Refinitiv Regulatory Summit in Singapore. In this podcast, you will join the event to learn more on the Ethics of Compliance. Following a varied and exciting international legal career, Ruth Steinholtz founded AretéWork in 2011. The firm assists organisatio...
Tone at the Top: Nicola Wakefield Evans
July 29, 2019 05:13 - 45 minutes - 41.8 MBJoin Nicola Wakefield Evans in the Boardroom. As a Non Executive Director of Macquarie, Lend Lease, AICD, and the Chair of Australia’s 30% Club, Nicola shares insight and wisdom on her career, what makes a successful Board, and the best practices needed to create good culture and governance starting at the top. Of course we talk about the impact and value of diversity too! Get transcript and more on our website
Risky Women Radio Season 2 Teaser
July 22, 2019 04:40 - 6 minutes - 6.57 MBWelcome to season 2 of Risky Women Radio. We've got some fabulous risky women lined up! We've already held some fabulous events this year in London, Singapore, and Sydney. We'll have Ruth Steinholz of AretéWork’s, who joined us both in Sydney and Singapore, and she spoke on the importance of taking a behavioral and values based approach to compliance and enforcement. So ethics is a hot topic and I'm sure that you'll really enjoy the episode with Ruth. We've had several RegTech leaders joinin...
It’s a Wrap - Season 1 Risky Women Radio
July 03, 2019 06:53 - 9 minutes - 13.6 MBIn Season 1 we celebrated 20 women sharing their career journeys and insights across compliance, governance, reputation risk and more. It was fabulous to partner with other podcasts Divercity and #Impact and host the regulators from ASIC too! Take a listen to the highlights from Season 1. Join us at www.riskywomen.org