Keys to Successful Modern Regulatory Exams

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - September 08, 2022 14:00 - 14 minutes - 10.2 MB - ★★★★★ - 7 ratings
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Previous Episode: How Digital Transformation Impacts Client Communications

Next Episode: Best Practices for Modern Regulatory Exams

Compliance professionals often dread regulatory exams, but there are effective ways to handle them.

In today’s podcast, hear from Oyster’s experts and former regulators how regulatory exams have become risk-based and data-driven, what is driving exam frequency and what the regulators are looking for.

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