Best Practices for Modern Regulatory Exams

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - September 15, 2022 13:00 - 22 minutes - 15.8 MB - ★★★★★ - 7 ratings
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Previous Episode: Keys to Successful Modern Regulatory Exams

Next Episode: Consolidated Audit Trail CAIS Reporting - Time to Test and Prepare

In our previous podcast about modern regulatory exams, our experts, some of whom who are former regulators themselves, shared how exams have evolved in recent years, and how knowing what you can expect can help you prepare and navigate through the process.

In today’s podcast, we share best practices for making the most out of your regulatory exams and what happens after the exam is over.

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