FINOP Focus - Expense Sharing Agreement Best Practices

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - August 11, 2022 13:00 - 12 minutes - 8.85 MB - ★★★★★ - 7 ratings
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The requirement for broker-dealers to provide to regulators their expense sharing agreements is not new, yet it still keeps coming up in FINRA’s exam priorities every year. In this Oyster Stew Podcast our experts discuss what is requirements and some of the finer points of creating expense sharing agreements.

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