10 Best Practices for Electronic Communications Compliance

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - August 16, 2022 12:00 - 36 minutes - 24.9 MB - ★★★★★ - 7 ratings
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Regulators are increasingly focused on electronic communications and the use of unapproved personal devices. After several firms were fined, other firms have begun questioning whether or not their programs are robust enough to withstand that kind of scrutiny.

In today’s podcast, Oyster Consulting’s experts discuss challenges and best practices around these policies.

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