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Broker-Dealer Growth - Is Affiliation the Right Option?
Oyster Stew - A Broth of Financial Services Commentary and Insights
English - October 04, 2023 14:00 - 17 minutes - 12.2 MB - ★★★★★ - 7 ratingsInvesting Business News Business News finra sec regulatory brokerage advisory compliance exchange operations Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
Previous Episode: Bond Dealer's Association Podcast: Listening Sample
Next Episode: Finding Success with FINRA CAT / CAIS Reporting - Part 1
Many introducing broker-dealers are moving to affiliate with another broker-dealer. Join Oyster Managing Directors Pete Bowman and Dave Williams as they discuss what affiliation means for broker-dealers, what is driving firms to the strategy, and what part the advisory side of the business plays when firms consider affiliation.
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