Bond Dealer's Association Podcast: Listening Sample
Oyster Stew - A Broth of Financial Services Commentary and Insights
English - September 18, 2023 12:00 - 6 minutes - 4.22 MB - ★★★★★ - 7 ratingsInvesting Business News Business News finra sec regulatory brokerage advisory compliance exchange operations Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
Previous Episode: How to Use FINRA Sweeps To Your Advantage - We Do and You Can, Too
Next Episode: Broker-Dealer Growth - Is Affiliation the Right Option?
Oyster’s Capital Markets experts were recently featured on the Bond Dealer Association’s podcast, “Bonding Time,” discussing issues affecting the U.S. fixed income markets.
The podcast, hosted by Michael Decker of BDA, covers:
Fair Pricing for Fixed Income products and compliance with Rule 2121, and MSRB Rule G30 Best execution and the SEC’s new proposalThe latest on FINRA and MSRB trade reporting, including the proposals to shorten the trade reporting time to one minuteSEC Rule 15c2-12 disclosure requirements
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