Enhancing Your Compliance Practice with the FINRA Institute at Georgetown CRCP Program

FINRA Unscripted

English - November 15, 2022 11:30 - 16 minutes - 15.2 MB - ★★★★★ - 45 ratings
Government Business finra compliance regulation regulator financial services stocks bonds stock broker brokerage firm investing Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed

Previous Episode: Membership Application Program: Reviewing and Approving Digital Asset Firms

Next Episode: Encore | Fraud Stoppers: FINRA’s Market Investigations Group

The FINRA Institute at Georgetown Certified Regulatory and Compliance Professional Program is designed to give compliance, legal and regulatory professionals an in-depth understanding of the foundation, theory and practical application of securities laws and regulation.

On this episode, we hear from Jim Angel, CRCP Program Academic Director and Associate Professor with the Georgetown McDonough School of Business, and Susanne Goldsmith, a Senior Director with FINRA's Member Relations and Education team, about what makes a CRCP Program a must for FINRA member firms and their high-performing compliance staff.

Resources mentioned on this episode:

FINRA Institute at Georgetown

Episode 28: A Look at the FINRA Institute at Georgetown CRCP Program

Georgetown360: James J Angel

Have questions? Email: [email protected]