Encore | Fraud Stoppers: FINRA’s Market Investigations Group
FINRA Unscripted
English - November 29, 2022 17:20 - 24 minutes - 22.6 MB - ★★★★★ - 45 ratingsGovernment Business finra compliance regulation regulator financial services stocks bonds stock broker brokerage firm investing Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
This episode originally aired in March 2022.
Detecting and deterring fraud and insider trading is at the core of FINRA's mission of investor protection and market integrity. On this episode, Sam Draddy, the head of FINRA's Market Investigations team, joins us once again to talk about the latest trends and patterns in FINRA's fraud and insider trading investigations, including some stories about some of the craziest and most interesting cases of the past few years.
Resources mentioned in this episode:
Episode 23: Insider Trading: Finding the Needle in the Haystack