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fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?
Fi360 Fiduciary Talk
English - September 09, 2016 14:18 - ★★★★★ - 4 ratingsInvesting Business fiduciary financial regulation standard advisors advisers planners investment advice rule Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
As a fiduciary, should all advisors have emergency plans to deal with the unexpected? Blaine and Duane discuss recent state and SEC actions on business continuity rules and the case being made by the SEC to tie the rule to fiduciary duties.