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fi360 Fiduciary Talk 31: DOL Rule a Cultural Perspective - Sales vs Advisory Approach
Fi360 Fiduciary Talk
English - July 05, 2016 14:47 - ★★★★★ - 4 ratingsInvesting Business fiduciary financial regulation standard advisors advisers planners investment advice rule Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
Sales and advisory organizations are fundamentally different. That is the premise of the Labor Department's new conflict-of-interest rule. They have different priorities, which shape the culture and practices that exist in each. Consequently, they must be regulated differently and should be distinguishable to the public.