Ep40 - SEC Re-Proposes Rule 192
Securitization Insight
English - April 10, 2023 12:00 - 12 minutes - 19.4 MB - ★★★★★ - 10 ratingsBusiness News News Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
Previous Episode: Ep39 - SOFR and the Derivatives Market
Next Episode: Ep 41 - Down Under: The Australian Securitization Market
Elliot Ganz, head of advocacy and co-head of public policy of the Loan Syndications and Trading Association (LSTA), joins host Patrick Dolan to discuss the SEC’s re-proposed Securities Act Rule 192, which would prevent securitization participants from entering into a “conflicted transaction.” We examine the primary issues associated with the rule’s definition of “securitization participant” and “conflicted transaction” and explore what this means for investors and securitization participants, including the potential for information barriers as a mitigant to the proposed rule.