Episode 11 – Understanding Compliance – with guest John Cataldo

Perfectly Integrated

English - May 27, 2021 11:00 - 25 minutes - 35.6 MB - ★★★★ - 6 ratings
Marketing Business Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed

Previous Episode: Episode 10 – Long-Term Impacts on Independent Advisors – with guest Brian Hamburger

Next Episode: 12. The Breakaway Advisor With Todd Bessey & Robert Sandrew

Compliance departments can often get a bad reputation and be seen as the bad guys within a company. In reality, they are ensuring that all communication made within the organization stays within set regulations. In this episode, Matt Ackermann is joined by John Cataldo, chief legal officer with Integrated Partners, and they dive into compliance. …