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You've Decided to Register Your IA - Now What?
Oyster Stew - A Broth of Financial Services Commentary and Insights
English - January 05, 2022 18:00 - 21 minutes - 14.8 MB - ★★★★★ - 7 ratingsInvesting Business News Business News finra sec regulatory brokerage advisory compliance exchange operations Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
Previous Episode: 6 Reasons a Fractional CFO Makes Sense
Next Episode: Starting Your RIA - Establishing Your Compliance Program
Starting your own IA is exciting, but some of the steps to get there can be challenging. In this Oyster Stew podcast, our experts discuss what motivates people to start their own RIA, what’s involved from a high-level view, and some things we’ve seen that work and don’t work.
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