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Why Outsourcing your Annual Testing Makes Sense
Oyster Stew - A Broth of Financial Services Commentary and Insights
English - June 23, 2022 16:00 - 28 minutes - 19.9 MB - ★★★★★ - 7 ratingsInvesting Business News Business News finra sec regulatory brokerage advisory compliance exchange operations Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
Next Episode: AML Regulatory Expectations in 2022
Many firms follow the best practice of using an independent firm every few years to conduct their annual testing. In this period high compliance turnover, the value of having an outside resource to carry some of the load, provide conflict-free validation and a fresh perspective makes sense. In today’s Oyster Stew podcast, our experts share their insights on the value of having an independent resource provide your testing.
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