Want to Improve Your Compliance Program? Know What Controls to Test

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - October 26, 2022 18:00 - 29 minutes - 20.2 MB - ★★★★★ - 7 ratings
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Creating a risk assessment lets you know where the risks are and where to focus your compliance efforts. Once you have a risk assessment, knowing which controls to test and how often is the next step to strengthening your compliance program. But how do you know which controls and how often you should test them? In today's podcast, Oyster experts share their expertise on successfully designing tests around risk controls.

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