The Great Resignation - What It Means for Compliance

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - May 25, 2022 19:00 - 14 minutes - 9.84 MB - ★★★★★ - 7 ratings
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Previous Episode: Behind the Scenes - Life as a CCO Part 2

Next Episode: Consolidated Audit Trail - Are You Ready for Phase 2e?

One trend in the financial services industry that we've seen recently is a significant increase in turnover in Compliance staff. Firms have challenges in quickly filling those roles. This podcast discusses this trend and what firms can do in order to mitigate the risks associated with this type of turnover.

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