Should You Be Assessing Your Clearing Platform?
Oyster Stew - A Broth of Financial Services Commentary and Insights
English - February 27, 2020 16:00 - 14 minutes - 9.76 MB - ★★★★★ - 7 ratingsInvesting Business News Business News finra sec regulatory brokerage advisory compliance exchange operations Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
Previous Episode: 2020 SEC & FINRA Exam Priorities, Part 3
Next Episode: Clearing Platform Selection and Implementation
Are you getting the most out of your clearing partner?Are your costs where they should be?Are you looking to improve your service, technology and financial position?
One of the most meaningful relationships any introducing broker-dealer has is with its clearing provider. In this week's episode, Managing Director Pete McAteer discusses when and why you should be evaluating your clearing platform, and things to consider.