Protect Your Trade Desk - Risk, Reputation and Regulatory Compliance

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - December 08, 2022 12:00 - 20 minutes - 14.1 MB - ★★★★★ - 7 ratings
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Previous Episode: How to Optimize Your Trade Desk

Next Episode: The Regulatory Exam Process: How to make it work FOR you

Regulators demand strong governance and supervision of sales and trading activities, including access to markets, electronic trading and client transactions. In today’s podcast, Oyster’s trade desk experts share their first-hand experience in trade desk risk management, operations and compliance oversight.

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