Modernizing FINRA Rule 4210: Impacts to Market Makers and the Role of Automation

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - May 28, 2024 20:00 - 24 minutes - 16.6 MB - ★★★★★ - 7 ratings
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After nearly a decade of delays, FINRA is finally enacting amendments to Rule 4210. The new Covered Agency Transaction requirements became effective May 22nd, 2024. Oyster’s Jeff Gearhart, Jose Fernandez and Stephen Mellert, co-founder of Matrix Application’s margin calculator, share their insights into what the new rule means for market makers, the capital implications, and the importance of automation.

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