FINOP FOCUS: 2021 Exam Priorities

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - April 22, 2021 18:00 - 18 minutes - 12.8 MB - ★★★★★ - 7 ratings
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Don't be a findings in next year's FINRA Exam Priorities report.
Join our FINOP and Finance experts Rob Hall, Clark Tucker and Jeff Harpel as they discuss the repeated and new findings and recommendations in FINRA's 2021 Examination and Risk Monitoring Program.

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