![Oyster Stew - A Broth of Financial Services Commentary and Insights artwork](https://is5-ssl.mzstatic.com/image/thumb/Podcasts123/v4/02/21/71/02217138-a07d-f241-0d40-f54746ec9d92/mza_14844236455259292525.jpg/100x100bb.jpg)
FINOP Exam Priorities and COVID 19 Impacts on FINOP Procedures
Oyster Stew - A Broth of Financial Services Commentary and Insights
English - April 08, 2020 21:00 - 11 minutes - 7.74 MB - ★★★★★ - 7 ratingsInvesting Business News Business News finra sec regulatory brokerage advisory compliance exchange operations Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
Previous Episode: CAT (Consolidated Audit Trail) - What You Should Be Doing
Oyster Consulting CFO Robert Hall and Consultants Jeff Harpel and Clark Tucker discuss FINRA's Exam Priorities from a FINOP perspective, and what the impacts COVID 19 could have on FINOP procedures and Business Continuity Plans.
For more information about how Oyster can help your firm with FINOP support or Business Continuity Planning, complete this form and one of our Relationship Mangers will contact you.
Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter.
Does your firm need help now? Contact us today!