Oyster Stew - A Broth of Financial Services Commentary and Insights artwork

Advertising Rules - Enforcement Actions and the Impact of Reg BI

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - November 20, 2019 12:00 - 14 minutes - 9.72 MB - ★★★★★ - 7 ratings
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In this episode, Part 2 of 2, Oyster Associate Director Bill Reilly and Senior Consultant Michelle Craft discuss relevant SEC enforcement actions around Advertising, and the impact Reg BI will have on Advertising policies and procedures, especially the use of titles.  


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