5 Things to Know Before Registering with FINRA

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - February 23, 2023 13:00 - 15 minutes - 10.9 MB - ★★★★★ - 7 ratings
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Oyster’s Ed Wegener chats with Lisa Robinson, formerly a Senior leader at FINRA, head of FINRA’s Membership and Application Program group and currently a member of Oyster’s Consulting team. Lisa shares her unique perspective on FINRA's registration and Continuing Membership Application process, including what firms should consider.

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