2022 FINRA Report - Market Integrity

Oyster Stew - A Broth of Financial Services Commentary and Insights

English - March 02, 2022 16:00 - 30 minutes - 21.2 MB - ★★★★★ - 7 ratings
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Each year, FINRA releases its Report on FINRA's Examination and Risk Monitoring Program, previously known as FINRA's Exam Priorities. In this podcast, Oyster experts Jeff Gearhart, Evan Rosser, Ralph McGee, and Frank Childress share their insights and thoughts on what firms should be doing around the Market Integrity portions of the report. This includes Consolidated Audit Trail (or CAT), Market Access, Best Execution, and Order Routing and Execution.

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