NicsaTalk
71 episodes - English - Latest episode: 14 days ago - ★★★★★ - 2 ratingsNicsaTalk brings you conversations with C-suite and thought leaders from the asset and wealth management industry. Get insights into the personal backgrounds, career pathing, and mentors and sponsors that paved their professional journeys. Hear about some of the defining experiences of their careers, and the lessons they learned along the way.
Nicsa is a not-for-profit trade association striving to connect all facets of the global asset and wealth management industry in order to develop, share, implement, and advance leading practices. Learn more at http://nicsa.org.
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Episodes
NicsaTalk -Managing Partner at Edward Jones, Penny Pennington
April 15, 2024 14:00 - 12 minutes - 8.45 MBListen in as the top leader at Edward Jones, Managing Partner Penny Pennington, shares moments that defined her career, ways her family guided her, and her vision for the future of the asset and wealth management industry. Recorded at Nicsa’s Strategic Leadership Forum 2024, where Penny answered audience questions alongside State Street’s Yie-Hsin Hung in our annual Face the Membership panel. For more, visit http://nicsa.org/podcasts
NicsaTalk - Chairman Emeritus at Invesco, Marty Flanagan
March 25, 2024 15:00 - 9 minutes - 6.72 MBOur guest Marty Flanagan served as a director, President, and Chief Executive Officer of Invesco, one of the world’s leading investment management firms, for nearly twenty years. Join us for a frank conversation about his career and lessons learned in his long and high-reaching leadership journey. Recorded at Nicsa’s Strategic Leadership Forum 2024, at which Marty received Nicsa’s Lifetime Achievement Award. For more, visit http://nicsa.org/podcasts
NicsaTalk - Chief U.S. Economist at FS Investments, Lara Rhame
March 04, 2024 07:00 - 9 minutes - 6.76 MBFS's Chief US Economist, Lara Rhame, joins Justine Phoenix on the NicsaTalk Podcast, recorded in person at Nicsa's General Membership Meeting in November 2023. Tune in to hear a bit about her outlook on the economy, but stay to learn how she manages work/life balance and other lessons she's learned in her career. For more episodes, visit http://nicsa.org/podcasts.
NicsaTalk - Head of Alternative Products at John Hancock Investment Management, York Lo
February 06, 2024 20:00 - 9 minutes - 6.59 MBJohn Hancock's Head of Alternative Products, York Lo, shares insights from his career, and his unique perspective. This episode was recorded live on the floor of Nicsa’s annual General Membership Meeting in November 2023. For more, visit http://nicsa.org/podcasts
NicsaTalk - Managing Director, Head of Retirement and Personal Wealth Solutions at Bank of America, Lorna Sabbia
January 08, 2024 11:00 - 10 minutes - 7.14 MBRecorded live on the floor of Nicsa’s annual General Membership Meeting in November 2023, in this episode, Bank of America’s Lorna Sabbia shares her perspective and some of the key experiences and lessons that shaped her career. For more, visit http://nicsa.org/podcasts
NicsaTalk - SVP & Chief Client Officer at American Century, Joe Schultz
December 11, 2023 17:00 - 9 minutes - 6.78 MBRecorded live on the floor of Nicsa’s annual General Membership Meeting in November 2023, this episode features American Century’s Joe Schultz. In it, he delves into his background, and shares one big networking strategy that he would have done even more of if he could go back in time. For more, visit http://nicsa.org/podcasts
NicsaTalk - Co-Head of Retail Sales at Franklin Templeton, Mark Lavan
October 12, 2023 14:00 - 14 minutes - 9.91 MBFranklin Templeton's Co-Head of Retail Sales Mark Lavan joins Nicsa's Justine Phoenix to talk about his career path, how he found the right role for himself, and lessons learned along the way. http://nicsa.org/podcasts
NicsaTalk - Principal at Edward Jones, Steve Rueschhoff
August 14, 2023 16:00 - 13 minutes - 9.14 MBSteve Rueschoff of Edward Jones shares his path to the upper reaches of the asset and wealth management industry, and how events that seem less than ideal at the time can turn out to be the best things to happen in your career. More at http://nicsa.org/podcasts
NicsaTalk - Chief Diversity, Equity and Inclusion Officer at MFS, Michelle Thompson-Dolberry
July 10, 2023 00:00 - 10 minutes - 7.21 MBMichelle Thompson-Dolberry of MFS shares her unique journey in the asset and wealth management industry, and what she’s learned about the importance and value of bringing one’s authentic self to the job. More at http://nicsa.org/podcasts
NicsaTalk - Head of Financial Intermediaries at American Century Investments, Stacy Bernstein
June 12, 2023 15:00 - 15 minutes - 10.4 MBStacy Bernstein, Vice Chair of the Nicsa Board of Directors and Head of Financial Intermediaries at American Century Investments, shares how she turned challenges - such as 11 bosses in 10 years, and taking on a new leadership role fresh out of maternity leave - into growth and success. More at http://nicsa.org/podcasts
NicsaTalk - Head of Wealth Management Platforms and Invesco Global Consulting, Clint Harris
May 09, 2023 21:00 - 12 minutes - 8.79 MBThis month’s guest is Clint Harris, CFA, EVP, Head of Wealth Management Platforms and Invesco Global Consulting at Invesco US, and Member of Nicsa’s Board of Directors. He shares lessons learned about leadership, and his take on where asset and wealth management is heading. For more, visit nicsa.org
Head of Wealth Management Solutions at Ameriprise, Sandy Bolton
April 11, 2023 10:00 - 10 minutes - 7.05 MBIn this episode, recorded live on the event floor of Nicsa's 2023 Strategic Leadership Forum during a networking breakfast, Ameriprise's Sandy Bolton shares the unexpected path of her career and how success is not always a straight line upward.
NicsaTalk - Head of Wealth Management Solutions at Ameriprise, Sandy Bolton
April 11, 2023 10:00 - 10 minutes - 7.05 MBIn this episode, recorded live on the event floor of Nicsa's 2023 Strategic Leadership Forum during a networking breakfast, Ameriprise's Sandy Bolton shares the unexpected path of her career and how success is not always a straight line upward.
NicsaTalk - Host of the My CFA Charter Story Podcast and VP at American Century Investments: Sibil Patri
March 07, 2023 21:00 - 14 minutes - 9.76 MBMeet Sibil Sebastian Patri, CFA, CAIA: VP of Strategy and Corporate Development at American Century Investments, and host of the CFA Institute's podcast series My CFA Charter Story. In this episode of NicsaTalk, she chats with Nicsa's Justine Phoenix about her background, what she's learned in her career, and how to foster a successful organizational culture. Listen to My CFA Charter Story here: https://www.cfainstitute.org/en/events/podcasts Visit http://nicsa.org/podcasts for more episodes
NicsaTalk - President and CIO at Hennion & Walsh: Kevin Mahn
February 14, 2023 10:00 - 15 minutes - 10.9 MBJustine chats with Kevin Mahn, President & CIO at Hennion & Walsh Asset Management. He shares how surviving the 9/11 terrorist attack changed the trajectory of his career and his life, alongside sharing some career advice and industry insights. Let us know what you think at https://www.linkedin.com/company/nicsa/ and visit nicsa.org to learn more.
NicsaTalk - Nicsa Chair and Head of Product Development and Strategy at Columbia Threadneedle: Scott Brady
December 13, 2022 18:00 - 17 minutes - 11.9 MBJustine chats with Nicsa's Board Chairman and Head of Product Development and Strategy at Columbia Threadneedle, Scott Brady. They touch on hot product trends in the financial industry, career advice, and "Workplace Karma". Let us know what you think at https://www.linkedin.com/company/nicsa/ and visit nicsa.org to learn more.
The new NicsaTalk - Series Premiere - CEO Jim Fitzpatrick introducing host Justine Phoenix - November 2022
October 31, 2022 17:00 - 16 minutes - 11.1 MBNicsaTalk is relaunching with a whole new format! Every month, we'll share a 15-minute conversation with one of the global asset management industry's best and brightest. They will share stories of their personal and professional journeys, and give you access to important lessons they've learned, for both business success and professional development. In this series premiere, NICSA CEO Jim Fitzpatrick will introduce the host of the new NicsaTalk, Justine Phoenix. She's Nicsa's Vice Presiden...
Nicsa Talk - Black History Month 2021
March 02, 2021 19:25 - 26 minutes - 18 MBIn honor of Black History Month, Nicsa’s Diversity Project North America asked three of our members to share their perspectives and personal stories as black women in the asset management industry They outline their career journeys, recount stories of how allies and mentors helped them along the way, provide tips for how colleagues can be effective allies, and impart advice for those just starting their careers in asset management. For more from them, watch our video at www.nicsa.org/BHM
Nicsa Podcast - Black History Month 2021
March 02, 2021 19:25 - 26 minutes - 18 MBIn honor of Black History Month, Nicsa’s Diversity Project North America asked three of our members to share their perspectives and personal stories as black women in the asset management industry They outline their career journeys, recount stories of how allies and mentors helped them along the way, provide tips for how colleagues can be effective allies, and impart advice for those just starting their careers in asset management. For more from them, watch our video at www.nicsa.org/BHM
Nicsa Talk - Listen, Learn & Lead: Part 3: The Latinx Perspective
January 20, 2021 16:04 - 54 minutes - 37.7 MBAs part of its Listen, Learn & Lead series, Nicsa hosts an important discussion with Latinx professionals in the asset management industry about their personal journeys, including career growth opportunities, business relationships, entry into finance.
Nicsa Podcast- Listen, Learn & Lead: Part 3: The Latinx Perspective
January 20, 2021 16:04 - 54 minutes - 37.7 MBAs part of its Listen, Learn & Lead series, Nicsa hosts an important discussion with Latinx professionals in the asset management industry about their personal journeys, including career growth opportunities, business relationships, entry into finance.
Nicsa Podcast - Listen, Learn, & Lead: Part 2: Race In the Global Asset Management Industry
January 05, 2021 18:46 - 57 minutes - 39.8 MBJoin us for an important discussion about race in the asset management industry. Hear from a range of generational perspectives about what it means to be a Black senior leader, mid-level manager, or new entrant in the industry.
Nicsa Talk - Listen, Learn, & Lead: Part 2: Race In the Global Asset Management Industry
January 05, 2021 18:46 - 57 minutes - 39.8 MBJoin us for an important discussion about race in the asset management industry. Hear from a range of generational perspectives about what it means to be a Black senior leader, mid-level manager, or new entrant in the industry.
Sales and Asset Forecasting: Modeling in an Evolving Global Economy
November 18, 2020 17:58 - 51 minutes - 35.6 MBJoin Delta Data and a panel of industry experts for a deep dive into the challenges and opportunities related to market modeling programs. Nicsa.org, DeltaData.com
Nicsa Talk - Women In Asset Management: Inclusivity In the Digital Landscape
October 21, 2020 16:52 - 36 minutes - 67.6 MBThis panel from the Women in Asset Management Virtual Summit in September 2020 goes in-depth on how to make the asset management industry more inclusive in this era of digital and remote work. It featured panelists from Nicsa and Nicsa's Diversity Project North America members. Panelists: Justine Phoenix, Nicsa Niamh Fitzgerald, BMO Global Asset Management Paul Olschwanger, Aon Producer: Jeff Lamoreaux
Women In Asset Management: Inclusivity In the Digital Landscape
October 21, 2020 16:52 - 36 minutes - 25.3 MBThis panel from the Women in Asset Management Virtual Summit in September 2020 goes in-depth on how to make the asset management industry more inclusive in this era of digital and remote work. It featured panelists from Nicsa and Nicsa's Diversity Project North America members. Panelists: Justine Phoenix, Nicsa Niamh Fitzgerald, BMO Global Asset Management Paul Olschwanger, Aon Producer: Jeff Lamoreaux
Listen, Learn, & Lead: A Dialogue on Authentic Allyship
October 15, 2020 18:36 - 58 minutes - 40.2 MBA conversation about how allies can promote Diversity, Equity, and Inclusion, and a candid look at the obstacles impacting black people in the asset management industry. Featuring: Steve Duncan (BNY Mellon), India Gary-Martin (Leadership for Life), Maurice Tsuro (BlackRock), and Jason Tyler (Northern Trust) Hosts: Allison Lovett and Justine Phoenix Producer: Jeff Lamoreaux
Future of the Transfer Agency
July 28, 2020 19:00 - 23 minutes - 15.9 MBFIS and other industry thought leaders discuss lessons learned from COVID19 and how to enhance immunity of the transfer agency in the event of future crises.
Future of the TA
July 28, 2020 19:00 - 23 minutes - 42.5 MBFIS and other industry thought leaders discuss lessons learned from COVID19 and how to enhance immunity of the transfer agency in the event of future crises.
Invescos Nate Dierkling on the Evolving FA Practice
April 10, 2020 13:54 - 8 minutes - 5.88 MBInvesco's Nate Dierkling on the evolving FA practice, relationships, and model structures
Fidelity's Tricia Haskins on Distribution Disruptors
April 04, 2020 06:41 - 10 minutes - 7.06 MBFidelity's Tricia Haskins on distribution disruptors, and technology adaptation
Collaborative Solutions to D&I
December 16, 2019 12:30 - 10 minutes - 7.06 MBAmerican Century’s Chris Lahna on why collaboration is so important when tackling diversity and inclusion issues
Distribution Landscape for Investment Funds
December 06, 2019 12:00 - 11 minutes - 7.87 MBMerrill Lynch’s Sandy Bolton on leading trends in product and distribution business models
Evolution of Model Portfolios
November 25, 2019 12:00 - 9 minutes - 6.66 MBBlackRock’s Eve Cout on the use of model portfolios to manage client investment strategies
Transforming Business Models in Asset Management
November 20, 2019 14:00 - 5 minutes - 3.54 MBEric Johnson of DFIN shares insights on evolving customer and regulatory demands
Diversity Project North America Town Hall
September 15, 2019 16:00 - 8 minutes - 5.72 MBThe Who, Why and How of the Diversity Project North America
Aligning Operational Resources in the Digital Age
September 10, 2019 17:39 - 6 minutes - 4.28 MBHow data is impacting servicing models
ETF Product and Distribution Trends
June 19, 2019 05:17 - 10 minutes - 7.38 MBTrends and opportunities on the ETF landscape.
Next Gen Workforce in AM
June 06, 2019 16:45 - 12 minutes - 8.55 MBRecruitment and Retention Strategies for Asset Managers.
Live from SLF 2019 - Part 2: Digitalization Brings Opportunity in AM
April 30, 2019 18:02 - 8 minutes - 5.85 MBLearn how asset managers can turn the digital transformation into opportunity.
Live from SLF 2019 - Part 1: a conversation with Jack Tierney, Executive Director, Product Development at Invesco
April 23, 2019 15:17 - 11 minutes - 7.65 MBA conversation with Jack Tierney, Executive Director, Product Development at Invesco
ESG Initiatives in Europe
April 15, 2019 18:10 - 9 minutes - 6.67 MBImportance And Scope Of European Esg Regulations
Product Proliferation and Accessibility
April 11, 2019 18:55 - 14 minutes - 9.88 MBHow are firms addressing and modifying their product lineups?
Transformative Technology in Asset Management
April 02, 2019 16:06 - 17 minutes - 11.8 MBA look at what’s trending in the asset management industry.
Machine Learning Applications
January 24, 2019 15:49 - 12 minutes - 8.75 MBHands on applications of machine learning in today’s asset management industry.
AI in Asset Management
January 15, 2019 17:31 - 9 minutes - 6.73 MBThe current state of AI in Asset Management.
RULE 30e-3: Two Year Outlook
January 08, 2019 14:14 - 8 minutes - 5.75 MBNOTICE, ACCESS & E-DELIVERY IN THE TRANSITION PERIOD
Live From GMM: Leveraging Data Analytics
November 05, 2018 17:00 - 7 minutes - 5.5 MBDST Systems’ Lead Data Science Manager Lyndsay Noble on the restructuring of operating models based on data analytics.
Live From GMM: 30e-3 Action Plans for Asset Managers
November 02, 2018 16:00 - 9 minutes - 6.58 MBBroadridge’s VP of Regulatory Products on Rule 30e-3 and the impact on asset managers.
Live From GMM: Building Better Advisor Relationships
October 31, 2018 18:31 - 3 minutes - 2.72 MBPIMCO's Mary Hoppe on what asset managers can do to build better business relationships with the industry's top advisors.