The SEC Then and Now – A Brief History of the SEC and a Visit with the SEC Historical Society
inSecurities
English - August 27, 2020 16:05 - 49 minutes - 47.5 MBNews Business Non-Profit Homepage Download Google Podcasts Overcast Castro Pocket Casts RSS feed
Previous Episode: Watching the Watchers – The PCAOB’s Role Overseeing Audit Firms
Next Episode: Catching Up with SEC Institute’s George Wilson
In this episode of PLI's inSecurities Podcast, Chris and Kurt discuss the legislation that created the SEC during the Great Depression, the evolution of the Commission in the decades since, and the increasingly prominent role of the SEC’s Enforcement Division. In addition, Jim Barratt, a Trustee at the SEC Historical Society, talks about the Society’s mission and shares resources available to practitioners in the securities industry.
Please note: CLE and CPE credit are not offered for listening to this podcast, and the views and opinions expressed within represent those of the speakers and not necessarily those of PLI.