The Dangers of Regulation by Enforcement

inSecurities

English - August 10, 2023 13:54 - 42 minutes - 58.9 MB
News Business Non-Profit Homepage Download Google Podcasts Overcast Castro Pocket Casts RSS feed

Previous Episode: Alternative Asset Managers in the Crosshairs

Next Episode: How much in disgorgement!?

Nick Morgan, a Partner at Paul Hastings and Founder of the Investor Choice Advocates Network (ICAN), joins the inSecurities podcast to discuss the dangers of “regulation by enforcement.” Nick, Chris, and Kurt consider two amicus briefs ICAN filed that underscore the important differences between the traditional notice-and-comment rulemaking process and the SEC’s effort to expand the rulebook through enforcement actions.