Investor Protection for ESG Investing and Complex Products

inSecurities

English - September 22, 2022 16:26 - 53 minutes - 73.7 MB
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On this episode of the inSecurities podcast, Chris and Kurt chat with Micah Hauptman, who recently returned to the Consumer Federation of America as Director of Investor Protection, having previously served as counsel to SEC Commissioner Caroline Crenshaw. Micah talks about noteworthy accomplishments during his time at the Commission and breaks down several investor protection rules and policies CFA supports, including initiatives relating to ESG investing and complex products.