Crypto, Best Ex, Gatekeepers, Enforcement: The Biggest Stories From 2022

inSecurities

English - January 05, 2023 15:53 - 38 minutes - 53.2 MB
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Previous Episode: Setting the Standard: Tom Sporkin on CFP Board Enforcement

Next Episode: Blockbuster Securities Cases

Chris and Kurt mark the New Year with a look back at the biggest securities regulation and enforcement stories from 2022. The hosts revisit episodes featuring Stephanie Avakian, Michael Liftik, Carla Carriveau, Jim Toes, and Matt Jacques, whose comments and predictions remain relevant, even as we enter a new year.