Cheers! Regulatory Resolutions & More at the inSecurities NYE Party

inSecurities

English - December 30, 2021 15:38 - 1 hour - 56.2 MB
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Previous Episode: Focus on FINRA Enforcement with Jessica Hopper

Next Episode: Investigative Journalism, Securities Markets, and Succession with Jesse Eisinger

Ring in the New Year with inSecurities! Guests on the inSecurities podcast keep listeners current on the latest securities regulatory and enforcement developments. On this special New Year’s Eve episode of the podcast, Chris and Kurt visit with past guests at a virtual cocktail party, including SEC Commissioner Hester Peirce, Jane Norberg, and professors Daniel Taylor, James Tierney, J.W. Verret, and Karen Woody. Tune in to learn how the regulatory landscape is changing, and hear our guests’ 2022 securities regulatory resolutions. Cheers!

2:30 – Dan Taylor

11:00 – Hester Peirce

19:20 – Karen Woody

26:55 – James Tierney

38:00 – Jane Norberg

45:06 – JW Verret

https://www.pli.edu/insecurities