BONUS EPISODE: Unpacking the Annual SEC Enforcement Report

inSecurities

English - November 22, 2022 15:46 - 44 minutes - 61.5 MB
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Previous Episode: Accounting for Enforcement

Next Episode: CYBER THURSDAY!

On November 15, the SEC announced its Enforcement results for Fiscal Year 2022, along with annual results from the SEC’s Office of the Whistleblower. On this bonus episode of the inSecurities podcast, Chris and Kurt discuss some of the key takeaways from the reports — and recruit help from past guests Sarah Heaton Concannon (Quinn Emanuel), Teresa Goody Guillén (BakerHostetler), Jane Norberg (Arnold & Porter), and Howard Scheck (StoneTurn) to unpack the results.

[Read the SEC’s Annual Enforcement Report here; the Whistleblower Report is here.]