An Expert Panel Assesses the SEC’s Annual Enforcement Report
inSecurities
English - November 17, 2023 18:48 - 58 minutes - 80.5 MBNews Business Non-Profit Homepage Download Google Podcasts Overcast Castro Pocket Casts RSS feed
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Quinn Emanuel partners Michael Liftik, Sarah Heaton Concannon, and Dabney O’Riordan join this special episode of the inSecurities Podcast to unpack the SEC Division of Enforcement’s Annual Report, which was released on November 14, 2023. Kurt and the expert panel discuss the Division’s motivation to post impressive enforcement statistics and grab headlines with high impact cases. The panel also discusses programmatic priorities, including perennial focus areas like investment adviser cases, and results in litigated matters.