The Shifting Regulatory Landscape for Advisors

Gaining Perspective

English - December 17, 2019 17:00 - 23 minutes - 42.7 MB - ★★★★ - 18 ratings
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John Gebauer and I discuss the key regulatory issues facing advisors, including RegBI, form CRS, the SEC’s planned changes to its advertising and cash solicitation rules and the Michael Kiitces/XYPN lawsuit against the SEC.