In Review: Looking Forward with FINRA and Board Chair Eric Noll

FINRA Unscripted

English - May 30, 2023 10:30 - 25 minutes - 23 MB - ★★★★★ - 45 ratings
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Previous Episode: Enforcement and Economics: Driving Better Case Outcomes Through Collaboration

Next Episode: The FINRA Examination Team: The Ins and Outs of FINRA’s Annual Program

Each year, FINRA hosts its Annual Conference in Washington, D.C. It is an event packed full of panels with information on all the latest compliance trends and emerging regulatory issues, with a number of networking opportunities spread across the three-day event. On this episode, we're taking you behind the scenes of this year's Annual Conference to listen in on a conversation between FINRA President and CEO Robert Cook and the Chair of the FINRA Board of Governors, Eric Noll.

Resources mentioned in this episode:

2023 FINRA Annual Conference

2024 FINRA Annual Conference Registration

FINRA Board of Governors

Eric Noll Biography