FINRA Annual Conference: Fireside Chat with Eileen Murray
FINRA Unscripted
English - May 17, 2022 11:00 - 26 minutes - 36 MB - ★★★★★ - 45 ratingsGovernment Business finra compliance regulation regulator financial services stocks bonds stock broker brokerage firm investing Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
Next Episode: AML Update: The Latest Trends and Effective Practices
The FINRA Annual Conference is happening now, in-person in Washington, DC, and virtually. The event is packed full of panels with information on all the latest compliance trends and emerging regulatory issues.
On today's episode, we're taking you behind the scenes of the opening plenary session, a conversation between FINRA President and CEO Robert Cook and the outgoing chair of the FINRA Board of Governors, Eileen Murray.
How are we doing? Take the FINRA Unscripted survey today.
Resources mentioned in this episode:
Episode 36: Digital Experience Transformation
Episode 98: Deep Learning: The Future of the Market Manipulation Surveillance Program