CE Transformation Update: Annual Regulatory Element and the Latest on the MQP

FINRA Unscripted

English - October 04, 2022 10:30 - 18 minutes - 17 MB - ★★★★★ - 45 ratings
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The implementation of the largest change to the securities industry Continuing Education program in 25 years is well under way, with a few new deadlines right around the corner.

On this episode, we hear from Patricia Monterosso and Nicole Lefort from FINRA’s Credentialing, Registration, Education and Disclosure team about how the Maintaining Qualifications Program is progressing and what firms can expect in with regard to changes to the Continuing Education Regulatory Element in the months ahead.

Resources mentioned in this episode:

Regulatory Element Topics

CE Council Website

FINRA CE Transformation Resource Page

Maintaining Qualifications Program

Financial Professional Gateway (FinPro)

Episode 97: What to Expect: The CE Transformation & Maintaining Qualifications Program