The Known Unknowns

Cadwalader Cabinet General Counsel

English - June 23, 2021 20:22 - 3 minutes - 5.51 MB - ★★★ - 1 rating
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Commissioner Elad Roisman raises questions on “materiality” for an ESG disclosure framework. CFTC staff clarifies requirements for margin model usage. FFIEC updates Bank Secrecy Act / AML Examination Manual. Firm settles FINRA and NYSE Arca charges for short sale violations.