Rocky Mountain (Not That) High

Cadwalader Cabinet General Counsel

English - June 25, 2020 22:41 - 2 minutes - 3.17 MB - ★★★ - 1 rating
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DOJ charges Texas business owner for filing fraudulent PPP applications. OCIE highlights compliance deficiencies of investment advisers managing private funds. Banking regulators provide guidance to examiners on Covid-19 risk management assessments. SEC Chief Accountant urges high-quality financial reporting during the pandemic. CFTC amends NFA individual application registration form.

The Cadwalader Cabinet General Counsel daily podcast gives legal and compliance professionals a rundown of emerging developments in financial regulation. To learn more, visit The Cabinet.