Nov 30: Fall Back, Spring Forward

Cadwalader Cabinet General Counsel

English - November 30, 2021 20:54 - 4 minutes - 6.12 MB - ★★★ - 1 rating
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SEC staff issues guidance on "spring-loaded" compensation. NY Fed launches Central Banking Innovation Center. NFA proposes amendments to financial reporting requirements for SEC-registered SDs. OFAC extends authorization of specified transactions involving sanctioned Venezuelan entity. Firm settles NYSE American charges for anticipatory hedging. Comment deadline set for SEC proposal on proxy voting advice.