Not My Jurisdiction

 CFTC proposes amending CPO exemption to facilitate cross-border activity. SEC staff provides TALF-related relief to investment companies. CFTC delays initial margin "Phase Five" requirements for uncleared derivatives. Broker-dealer fined for supervisory violations in connection with UIT transactions. USPTO offers relief from certain patent and trademark deadlines and fees. DOL adopts electronic disclosure safe harbor for employee benefit plans. SEC officials highlight efforts to address current market conditions.

The Cadwalader Cabinet General Counsel daily podcast gives legal and compliance professionals a 3-minute rundown of emerging developments in financial regulation. To learn more, visit The Cabinet.