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Cadwalader Cabinet General Counsel

English - June 03, 2021 20:43 - 3 minutes - 4.31 MB - ★★★ - 1 rating
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SEC Chair Gary Gensler directs staff to reconsider proxy rule changes; Republican Commissioners dissent. New York Attorney General issues guidance on state securities filing rules. FINRA proposes amendments to filing requirements for quotations of non-exchange-listed securities. Firm settles FINRA charges for trade reporting violations. OFAC extends authorization of specified transactions involving sanctioned Venezuelan entity.