It’s in the Blood

Cadwalader Cabinet General Counsel

English - July 08, 2021 18:05 - 3 minutes - 4.39 MB - ★★★ - 1 rating
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SEC Commissioner and CFTC Commissioner oppose new regulations on family offices. FINRA updates interpretations on minimum equity requirements for margin accounts. FDIC updates resources for revised brokered deposits regulation. Firm settles FINRA charges for supervisory violations. OCC reorganizes. FinCEN appoints first Chief Digital Currency Advisor.