Challenge Your Assumptions

Cadwalader Cabinet General Counsel

English - June 30, 2021 20:57 - 5 minutes - 7.73 MB - ★★★ - 1 rating
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Electronic trading platform settles SEC charges for registration failure. CFTC Commissioner Stump calls for re-visitation of swaps rules. House Financial Services Committee considers fair credit reporting legislation. SEC sends Congress report on Office of Investor Advocate FY2021 priorities. CFTC clarifies swap dealer calculation requirements. AICPA seeks feedback on proposed updates to broker-dealer Accounting Guide. SEC appoints new Director of Enforcement.