And That's the Honest Truth
Cadwalader Cabinet General Counsel
English - June 18, 2020 16:44 - 3 minutes - 5.08 MB - ★★★ - 1 ratingBusiness Leisure cadwalader financialregulation findknowdo finreg law legal thecabinet Homepage Download Apple Podcasts Google Podcasts Overcast Castro Pocket Casts RSS feed
Previous Episode: Trial is an Error
Next Episode: Curve Ahead
SEC commissioners address municipal securities disclosure practices. ARRC requests relief relating to CCP discounting transition. Amended AML compliance guidance for FCMs and IBs now effective. SEC grants broker-dealer registration exemption to muni advisors. A broker-dealer settles FINRA charges for late TRACE reporting. SEC names new enforcement division associate director.
The Cadwalader Cabinet General Counsel daily podcast gives legal and compliance professionals a rundown of emerging developments in financial regulation. To learn more, visit The Cabinet.